AMICI CAPITAL, LLC Information

666 FIFTH AVENUE, NEW YORK, New York, 10103, (212) 484-5000

Report Date: 03/31/2014

Position Statistics

Total Positions 138
New Positions 32
Increased Positions 69
Decreased Positions 49
Positions with Activity 118
Sold Out Positions 18
Total Mkt Value (in $ millions) 2,800

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.09%
Capital Goods 11.51%
Conglomerates 0.65%
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 0.81%
Energy 3.94%
Financial 15.2%
Healthcare 8.43%
Services 27.76%
Technology 12.87%
Transportation 4.6%
Utilities

138 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INDEPENDENCE HLDG CO NEW COM NEW 8,211 57 .70 655,861
PENN NATL GAMING INC COM 7,790 -16,519 (67.96) 712,040
NORDION INC COM 7,194 -8,324 (53.64) 555,550
BANCO SANTANDER SA ADR 6,899 6,899 New 675,000
TIME WARNER CABLE INC COM 6,786 -34,333 (83.5) 45,740
MGP INGREDIENTS INC NEW COM 5,687 146 2.64 726,348
AUXILIUM PHARMACEUTICALS INC COM 5,380 -12,220 (69.43) 284,330
CITRIX SYS INC COM 4,312 4,312 New 64,000
HSBC HLDGS PLC SPON ADR NEW 4,075 New 77,150
DYNAVAX TECHNOLOGIES CORP COM 3,980 -5,865 (59.57) 2,884,100
BAIDU INC SPON ADR REP A 3,624 680 23.08 16,000
TRANSOCEAN LTD REG SHS 3,609 New 85,782
NETAPP INC COM 3,584 -38,412 (91.47) 94,000
DONNELLEY R R & SONS CO COM 3,428 New 214,260
APOLLO ED GROUP INC CL A 3,355 211 6.70 116,530
INVACARE CORP COM 3,337 -1,650 (33.09) 222,440
SL GREEN RLTY CORP COM 3,319 3,319 New 30,245
NATIONSTAR MTG HLDGS INC COM 3,289 1,533 87.25 102,500
MICROSTRATEGY INC CL A NEW 3,217 New 23,200
NAVIENT CORP COM 3,195 New 178,771