POPE ASSET MANAGEMENT, LLC Information

5100 POPLAR AVE, MEMPHIS, Tennessee, 38137, (901) 763-4001

Report Date: 03/31/2014

Position Statistics

Total Positions 24
New Positions 9
Increased Positions 16
Decreased Positions 4
Positions with Activity 20
Sold Out Positions 1
Total Mkt Value (in $ millions) 168

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.01%
Energy 30.91%
Financial 57.78%
Healthcare 1.51%
Services 7.78%
Technology 2.02%
Transportation
Utilities

24 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DNB NOR ASA SHS 47,148 47,148 New 2,647,273
TOTAL S A SPONSORED ADR 35,572 7 .02 515,166
STOREBRAND ASA SHS 24,007 24,007 New 4,139,120
SPAREBANK 1 NORD NORGE PRIM CAP CERT 14,490 14,490 New 2,378,209
CONOCOPHILLIPS COM 14,124 140 1.01 164,868
CHINA HOUSING & LAND DEV INC COM 9,935 157 1.61 6,288,074
SPAREBANK 1 SMN PRIM CAP CERT 4,148 4,148 New 471,740
CHINA RITAR POWER CORP COM 3,387 12 .37 8,911,935
HELGELAND SPAREBANK PRIM CAP CERT 3,327 3,327 New 391,138
CHINA YIDA HOLDINGS CO COM PAR $0.0001 3,123 -1 (0.02) 934,908
LIANDI CLEAN TECHNOLOGY INC COM 1,511 1 .04 2,699,093
TIANYIN PHARMACEUTICAL CO INC COM 1,467 -1,844 (55.7) 2,284,900
SPAREBANKEN VEST AS PRIMARY CAP CT 1,366 1,366 New 171,484
EIKER SPAREBANK ASA EQUITY CAP CER 1,037 1,037 New 142,512
TOTENS SPAREBANK AS PRIMARY CAP CT 936 936 New 119,826
CHINA PHARMA HLDGS INC COM 741 (0.04) 2,146,766
SANDNES SPAREBANK PRIM CAP CERT 516 516 New 34,294
EXXON MOBIL CORP COM 359 New 3,500
CHEVRON CORP NEW COM 313 New 2,400
SHENGTAI PHARMACEUTICAL INC COM NEW 198 2 1.09 1,796,743