POLAR SECURITIES INC. Information

401 BAY STREET, TORONTO, , M5H 2Y4, (416) 367-4364

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 88
Increased Positions 137
Decreased Positions 89
Positions with Activity 226
Sold Out Positions 53
Total Mkt Value (in $ millions) 1,139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.11%
Capital Goods 5.42%
Conglomerates 0.06%
Consumer Cyclical 7.01%
Consumer/Non-Cyclical 0.08%
Energy 4.87%
Financial 18.97%
Healthcare 5.63%
Services 18.85%
Technology 12.6%
Transportation 1.87%
Utilities 1.06%

238 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TELENAV INC COM 2,240 2,240 New 342,000
HENNESSY CAP ACQUISITION CORP UNIT 000018 2,204 34 1.56 203,122
PROTECTIVE LIFE CORP COM 2,099 -1,749 (45.46) 30,000
1347 CAP CORP UN 1COM 1RT 1WT 2,073 2,073 New 206,871
MATRIX SVC CO COM 2,020 2,020 New 102,200
SAFEWAY INC COM NEW 1,755 -878 (33.33) 50,000
WL ROSS HLDG CORP COM SHS 1,646 1,646 New 165,391
CAPITOL ACQUISITION CORP II COM 1,622 105 6.94 165,010
XCERRA CORP COM 1,600 1,600 New 200,000
EMCORE CORP COM NEW 1,560 1,560 New 300,000
TRW AUTOMOTIVE HLDGS CORP COM 1,548 1,548 New 15,000
TRANSGLOBE ENERGY CORP COM 1,500 1,394 1,308.03 543,500
NEWS CORP NEW CL B 1,446 -1,446 (50) 100,000
DAIICHI SANKYO CO LTD SPON ADR LEV 1 1,427 1,427 New 100,000
TIME WARNER CABLE INC COM 1,378 1,378 New 10,000
LIBERTY MEDIA CORP DELAWARE CL A 1,372 1,372 New 40,000
TERRAPIN 3 ACQUISITION CORP UNIT 1COM 1WT 1,323 1,323 New 131,278
SILVER EAGLE ACQUISITION CORP UNIT 1 000018 1,310 187 16.66 120,763
TIPTREE FINL INC CL A 1,050 New 140,954
CAMBRIDGE CAP ACQUISITION CORP UNIT 1COM&1WT 907 -73 (7.46) 89,297