PLAINSCAPITAL CORP Information

2323 VICTORY AVENUE, DALLAS, Texas, 75219-7657, (214) 252-4065

Report Date: 09/30/2012

Position Statistics:

Total Positions 159
New Positions 9
Increased Positions 93
Decreased Positions 64
Positions with Activity 157
Sold Out Positions 28
Total Mkt Value
(in $ millions)
101

Sector Weighting

Basic Materials 2.65%
Capital Goods 14.62%
Conglomerates 0%
Consumer Cyclical 3.06%
Consumer/Non-Cyclical 5.77%
Energy 5.25%
Financial 44.91%
Healthcare 4.31%
Services 9.31%
Technology 6.2%
Transportation 0%
Utilities 3.57%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

157 Activity Positions as of 09/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
KAYNE ANDERSON MLP INVSMNT CO COM 4,567 724 18.83 120,669
ISHARES TR BARCLYS 1-3YR CR 4,020 644 19.08 38,081
ISHARES TR BARCLYS MBS BD 3,609 723 25.07 33,724
ISHARES TR JPMORGAN USD 2,464 616 33.31 20,657
ISHARES TR IBOXX INV CPBD 2,408 623 34.90 20,072
ISHARES TR HIGH YLD CORP 2,153 268 14.22 22,534
AFFILIATED MANAGERS GROUP COM 1,917 -25 (1.27) 11,460
ISHARES TR DJ SEL DIV INX 1,858 366 24.51 27,770
SELECT SECTOR SPDR TR SBI INT-UTILS 1,753 374 27.11 43,696
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 1,649 120 7.82 26,003
SELECT SECTOR SPDR TR SBI INT-FINL 1,628 -29 (1.77) 81,443
ISHARES TR MRTG PLS CAP IDX 1,434 299 26.35 95,858
ISHARES TR US PFD STK IDX 1,409 201 16.66 34,418
TRINITY INDS INC COM 1,405 45 3.31 33,247
CENTENE CORP DEL COM 1,398 303 27.69 27,687
KIMBERLY CLARK CORP COM 1,386 23 1.67 13,469
URS CORP NEW COM 1,380 74 5.66 28,310
FLOWSERVE CORP COM 1,334 -206 (13.39) 7,799
SPDR SERIES TRUST S&P DIVID ETF 1,327 313 30.91 18,944
TIMKEN CO COM 1,321 103 8.44 22,972

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