PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 09/30/2014

Position Statistics

Total Positions 647
New Positions 33
Increased Positions 255
Decreased Positions 349
Positions with Activity 604
Sold Out Positions 24
Total Mkt Value (in $ millions) 5,143

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.22%
Capital Goods 6.16%
Conglomerates 0.42%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 2.9%
Energy 3.77%
Financial 13.59%
Healthcare 12.85%
Services 25.44%
Technology 21.69%
Transportation 2.37%
Utilities 1.34%

647 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 8,825 203 2.35 52,884
A H BELO CORP COM CL A 396 -277 (41.12) 30,194
ABB LTD SPONSORED ADR 1,539 -49 (3.06) 71,348
ABBOTT LABS COM 3,182 124 4.06 69,591
ABBVIE INC COM 10,635 468 4.60 165,262
ABERDEEN ASIA PACIFIC INCOM FD COM 689 33 5.06 126,657
ACCENTURE PLC IRELAND SHS CLASS A 5,177 -408 (7.31) 56,624
ACE LIMITED SHS 2,620 12 .47 22,544
ACTAVIS PLC SHS 14,074 14,074 New 55,001
AEGON N V NY REGISTRY SH 685 -4 (0.58) 89,350
AEROVIRONMENT INC COM 419 17 4.10 15,225
AFLAC INC COM 5,778 -638 (9.95) 93,286
AGL RES INC COM 214 -7 (2.97) 4,058
AGRIUM INC COM 1,411 -151 (9.69) 14,741
AKAMAI TECHNOLOGIES INC COM 2,612 -108 (3.98) 40,432
ALCATEL-LUCENT SPONSORED ADR 68 (0.46) 18,765
ALCOA INC COM 168 -2 (0.93) 10,703
ALLEGHENY TECHNOLOGIES INC COM 1,009 -30 (2.84) 29,080
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 674 10 1.52 26,750
ALLIANZGI NFJ DIVID INT & PREM COM 1,879 -277 (12.84) 108,799