PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 06/30/2015

Position Statistics

Total Positions 690
New Positions 37
Increased Positions 292
Decreased Positions 363
Positions with Activity 655
Sold Out Positions 31
Total Mkt Value (in $ millions) 5,003

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.55%
Capital Goods 4.5%
Conglomerates 0.52%
Consumer Cyclical 1.2%
Consumer/Non-Cyclical 2.69%
Energy 2.82%
Financial 14.14%
Healthcare 15.29%
Services 26.66%
Technology 18.78%
Transportation 1.96%
Utilities 1.16%

690 Positions as of 06/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 10,189 214 2.15 104,402
ISHARES 1-3 YR CR BD ETF 5,414 97 1.82 51,494
ISHARES TR 1-3 YR TR BD ETF 350 -50 (12.5) 4,124
ISHARES TR 20+ YR TR BD ETF 245 -65 (21.04) 2,000
ISHARES 3-7 YR TR BD ETF -248 Sold Out 0
BARCLAYS PLC ADR 652 177 37.27 40,569
DR REDDYS LABS LTD ADR 731 19 2.74 11,448
E HOUSE CHINA HLDGS LTD ADR 844 294 53.39 146,046
ICICI BK LTD ADR 454 149 49.07 51,198
NOVO-NORDISK A S ADR 6,874 250 3.77 123,339
PRUDENTIAL PLC ADR 1,037 -6 (0.57) 23,721
TEVA PHARMACEUTICAL INDS LTD ADR 10,342 1,137 12.36 159,039
WPP PLC NEW ADR 217 14 6.95 2,078
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 557 16 3.02 38,074
ALPS ETF TR ALERIAN MLP 6,844 -822 (10.72) 470,686
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 32,553 1,125 3.58 724,375
HONDA MOTOR LTD AMERN SHS 807 124 18.22 25,272
SPDR SERIES TRUST BARC SHT TR CP 249 -24 (8.89) 8,164
SPDR SERIES TRUST BRC CNV SECS ETF 9,162 -1,151 (11.16) 198,864
SPDR SERIES TRUST BRC HGH YLD BD 1,956 -14 (0.7) 52,874