PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 06/30/2014

Position Statistics

Total Positions 644
New Positions 44
Increased Positions 253
Decreased Positions 364
Positions with Activity 617
Sold Out Positions 31
Total Mkt Value (in $ millions) 5,199

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.35%
Capital Goods 6.26%
Conglomerates 0.4%
Consumer Cyclical 1.15%
Consumer/Non-Cyclical 2.69%
Energy 5.1%
Financial 13.33%
Healthcare 12.16%
Services 25.58%
Technology 20.5%
Transportation 2.41%
Utilities 1.18%

644 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 10,710 5,247 96.07 101,092
ISHARES 1-3 YR CR BD ETF 2,316 -26 (1.12) 21,978
ISHARES TR 1-3 YR TR BD ETF 423 -6 (1.48) 4,999
BARCLAYS PLC ADR 728 99 15.74 48,380
DR REDDYS LABS LTD ADR 711 4 .54 14,795
MELCO CROWN ENTMT LTD ADR -403 Sold Out 0
NOVO-NORDISK A S ADR 4,284 -151 (3.4) 93,393
PRUDENTIAL PLC ADR 1,000 -12 (1.16) 20,836
TEVA PHARMACEUTICAL INDS LTD ADR 3,624 -5 (0.15) 69,390
WPP PLC NEW ADR 225 225 New 2,191
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 680 -98 (12.55) 46,539
ALPS ETF TR ALERIAN MLP 10,236 -339 (3.2) 535,067
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 36,861 -5,318 (12.61) 706,689
HONDA MOTOR LTD AMERN SHS 614 14 2.37 17,898
SPDR SERIES TRUST BARC SHT TR CP 286 -77 (21.19) 9,299
SPDR SERIES TRUST BARCLYS TIPS ETF 834 -40 (4.59) 14,564
SPDR SERIES TRUST BRC CNV SECS ETF 10,548 1,015 10.65 206,663
SPDR SERIES TRUST BRC HGH YLD BD 2,358 -2 (0.08) 56,940
PIMCO ETF TR BROAD US TIPS 816 -64 (7.28) 14,011
AMC NETWORKS INC CL A 20,764 -1,286 (5.83) 325,249