PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 12/31/2014

Position Statistics

Total Positions 664
New Positions 41
Increased Positions 289
Decreased Positions 320
Positions with Activity 609
Sold Out Positions 45
Total Mkt Value (in $ millions) 5,204

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.86%
Capital Goods 5.13%
Conglomerates 0.49%
Consumer Cyclical 1.33%
Consumer/Non-Cyclical 2.85%
Energy 3.84%
Financial 13.78%
Healthcare 14.6%
Services 26.57%
Technology 19.37%
Transportation 2.22%
Utilities 1.24%

664 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 9,564 -2,296 (19.36) 93,929
ISHARES 1-3 YR CR BD ETF 5,580 775 16.13 52,889
ISHARES TR 1-3 YR TR BD ETF 350 New 4,124
ISHARES TR 20+ YR TR BD ETF 422 422 New 3,404
ISHARES 3-7 YR TR BD ETF 534 534 New 4,330
BARCLAYS PLC ADR 453 -5 (1.03) 28,959
DR REDDYS LABS LTD ADR 612 New 11,593
NOVO-NORDISK A S ADR 6,534 1,059 19.35 114,307
PRUDENTIAL PLC ADR 1,092 62 6.02 22,026
TEVA PHARMACEUTICAL INDS LTD ADR 4,184 -51 (1.21) 67,297
WPP PLC NEW ADR 244 -2 (0.9) 2,083
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 573 -24 (4.03) 38,771
MARKET VECTORS ETF TR AGRIBUS ETF -296 Sold Out 0
ALPS ETF TR ALERIAN MLP 9,255 95 1.04 536,826
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 33,836 -2,407 (6.64) 658,297
HONDA MOTOR LTD AMERN SHS 608 New 17,763
SPDR SERIES TRUST BARC SHT TR CP 270 -44 (14.08) 8,799
SPDR SERIES TRUST BARCLYS TIPS ETF -769 Sold Out 0
SPDR SERIES TRUST BRC CNV SECS ETF 10,662 348 3.37 219,613
SPDR SERIES TRUST BRC HGH YLD BD 2,109 29 1.39 53,600