PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 03/31/2015

Position Statistics

Total Positions 669
New Positions 48
Increased Positions 311
Decreased Positions 318
Positions with Activity 629
Sold Out Positions 22
Total Mkt Value (in $ millions) 5,424

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.63%
Capital Goods 5.14%
Conglomerates 0.42%
Consumer Cyclical 1.24%
Consumer/Non-Cyclical 2.61%
Energy 3.07%
Financial 13.43%
Healthcare 14.73%
Services 26.97%
Technology 19.2%
Transportation 1.79%
Utilities 1.1%

669 Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 10,242 830 8.81 102,208
ISHARES 1-3 YR CR BD ETF 5,326 -244 (4.37) 50,576
ISHARES TR 1-3 YR TR BD ETF 400 50 14.28 4,713
ISHARES TR 20+ YR TR BD ETF 300 -103 (25.59) 2,533
ISHARES 3-7 YR TR BD ETF 247 -286 (53.6) 2,009
BARCLAYS PLC ADR 488 10 2.06 29,554
DR REDDYS LABS LTD ADR 600 -24 (3.88) 11,143
E HOUSE CHINA HLDGS LTD ADR 640 640 New 95,212
ICICI BK LTD ADR 350 350 New 34,346
NOVO-NORDISK A S ADR 6,501 249 3.99 118,862
PRUDENTIAL PLC ADR 1,154 88 8.31 23,856
TEVA PHARMACEUTICAL INDS LTD ADR 8,404 4,408 110.33 141,548
WPP PLC NEW ADR 218 -16 (6.72) 1,943
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 536 -26 (4.68) 36,958
ALPS ETF TR ALERIAN MLP 8,240 -150 (1.79) 527,199
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 33,918 1,991 6.24 699,339
HONDA MOTOR LTD AMERN SHS 684 116 20.35 21,378
SPDR SERIES TRUST BARC SHT TR CP 274 5 1.84 8,961
SPDR SERIES TRUST BRC CNV SECS ETF 10,586 200 1.93 223,849
SPDR SERIES TRUST BRC HGH YLD BD 2,039 -14 (0.66) 53,247