PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 12/31/2013

Position Statistics

Total Positions 602
New Positions 37
Increased Positions 225
Decreased Positions 337
Positions with Activity 562
Sold Out Positions 11
Total Mkt Value (in $ millions) 5,118

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.28%
Capital Goods 7.23%
Conglomerates 0.27%
Consumer Cyclical 1.17%
Consumer/Non-Cyclical 2.66%
Energy 5.6%
Financial 13.31%
Healthcare 12.3%
Services 23.4%
Technology 21%
Transportation 1.9%
Utilities 1.34%

602 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALCOA INC COM -158 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -88 Sold Out 0
ATLAS ENERGY LP COM UNITS LP -443 Sold Out 0
CANON INC SPONSORED ADR -397 Sold Out 0
EDISON INTL COM -262 Sold Out 0
FIRSTENERGY CORP COM -237 Sold Out 0
KUBOTA CORP ADR -319 Sold Out 0
MARKET VECTORS ETF TR AGRIBUS ETF -212 Sold Out 0
REYNOLDS AMERICAN INC COM -231 Sold Out 0
WINTHROP RLTY TR SH BEN INT NEW -116 Sold Out 0
WISDOMTREE TR EMERG MKTS ETF -243 Sold Out 0
BELDEN INC COM 306 -2,905 (90.46) 4,050
DIAMOND OFFSHORE DRILLING INC COM 278 -682 (71.06) 5,736
ISHARES MSCI BRZ CAP ETF 584 -1,070 (64.7) 12,291
AGRIUM INC COM 1,746 -2,989 (63.13) 18,750
CPFL ENERGIA S A SPONSORED ADR 189 -279 (59.62) 10,884
EXELON CORP COM 1,920 -1,746 (47.62) 53,248
UBS AG SHS NEW 541 -455 (45.67) 26,704
SYMANTEC CORP COM 207 -166 (44.51) 9,975
POTASH CORP SASK INC COM 385 -303 (44.08) 11,025