PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 12/31/2013

Position Statistics

Total Positions 602
New Positions 37
Increased Positions 225
Decreased Positions 337
Positions with Activity 562
Sold Out Positions 11
Total Mkt Value (in $ millions) 5,118

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.28%
Capital Goods 7.23%
Conglomerates 0.27%
Consumer Cyclical 1.17%
Consumer/Non-Cyclical 2.66%
Energy 5.6%
Financial 13.31%
Healthcare 12.3%
Services 23.4%
Technology 21%
Transportation 1.9%
Utilities 1.34%

602 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FREEPORT-MCMORAN COPPER & GOLD COM 16,488 57 .34 499,471
BANK OF AMERICA CORPORATION COM 16,475 -353 (2.1) 1,020,145
VERIZON COMMUNICATIONS INC COM 16,386 -142 (0.86) 344,252
JDS UNIPHASE CORP COM PAR $0.001 16,362 -479 (2.85) 1,218,317
CORNING INC COM 16,335 -250 (1.51) 776,360
METLIFE INC COM 15,939 -338 (2.08) 311,308
ORACLE CORP COM 15,876 -714 (4.31) 396,119
COMCAST CORP NEW CL A SPL 15,581 -362 (2.27) 320,985
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 15,258 297 1.99 240,855
ISHARES EAFE SML CP ETF 14,463 760 5.54 279,212
VISA INC COM CL A 14,270 -464 (3.15) 68,620
INTERNATIONAL BUSINESS MACHS COM 14,259 601 4.40 75,046
BOEING CO COM 14,011 -455 (3.15) 109,531
TIME WARNER INC COM NEW 13,689 -569 (3.99) 210,119
MCDERMOTT INTL INC COM 13,533 -863 (6) 1,969,931
CYRUSONE INC COM 13,288 6,513 96.13 663,095
MEADWESTVACO CORP COM 13,222 -365 (2.69) 345,765
MONDELEZ INTL INC CL A 12,930 -222 (1.69) 373,169
IMMUNOGEN INC COM 12,887 -276 (2.09) 921,157
E M C CORP MASS COM 12,680 -84 (0.66) 476,345