PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 03/31/2014

Position Statistics

Total Positions 633
New Positions 40
Increased Positions 248
Decreased Positions 344
Positions with Activity 592
Sold Out Positions 34
Total Mkt Value (in $ millions) 5,216

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.74%
Capital Goods 6.53%
Conglomerates 0.35%
Consumer Cyclical 1.28%
Consumer/Non-Cyclical 2.61%
Energy 5.32%
Financial 13.12%
Healthcare 11.59%
Services 25.25%
Technology 21.07%
Transportation 2.32%
Utilities 1.17%

633 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS SMALL CP ETF 23,374 420 1.83 205,380
EATON CORP PLC SHS 22,675 442 1.99 324,389
EXXON MOBIL CORP COM 22,467 14 .06 217,597
SCHLUMBERGER LTD COM 22,204 -1,565 (6.58) 201,359
FREEPORT-MCMORAN INC CL B 21,205 2,285 12.08 559,803
AMC NETWORKS INC CL A 21,090 -777 (3.56) 345,400
HOME DEPOT INC COM 20,790 New 254,281
PROCTER & GAMBLE CO COM 20,302 -4,952 (19.61) 259,754
STARZ COM SER A 20,142 10,590 110.87 689,321
BOYD GAMING CORP COM 19,765 14,067 246.85 1,753,789
HARMONIC INC COM 19,705 -759 (3.71) 3,289,724
DU PONT E I DE NEMOURS & CO COM 19,244 -1,015 (5.01) 294,293
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 19,176 158 .83 75,376
VERIZON COMMUNICATIONS INC COM 19,121 1,303 7.31 369,418
PFIZER INC COM 19,058 -540 (2.76) 651,329
MONDELEZ INTL INC CL A 18,928 5,132 37.20 511,976
CONOCOPHILLIPS COM 18,856 103 .55 222,809
SEACHANGE INTL INC COM 18,003 -893 (4.73) 2,325,926
CYRUSONE INC COM 17,825 737 4.31 691,690
METLIFE INC COM 17,571 623 3.68 322,750