PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 12/31/2016

Position Statistics

Total Positions 671
New Positions 35
Increased Positions 234
Decreased Positions 398
Positions with Activity 632
Sold Out Positions 38
Total Mkt Value (in $ millions) 5,401

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 3.82%
Basic Materials 2.1%
Industrials 9.23%
Consumer Cyclicals 23.32%
Consumer Non-Cyclicals 3.37%
Financials 16.24%
Healthcare 13.74%
Technology 22.51%
Telecommunication Services 4.83%
Utilities 0.63%

671 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLIED INDL TECHNOLOGIES INC COM 1,063 New 17,161
ISHARES TR U.S. PFD STK ETF 1,061 -154 (12.68) 27,247
NORFOLK SOUTHERN CORP COM 1,059 -2 (0.14) 9,101
SCHWAB STRATEGIC TR US LRG CAP ETF 1,056 40 3.94 18,850
SMUCKER J M CO COM NEW 1,048 -38 (3.49) 8,276
SYNGENTA AG SPONSORED ADR 1,045 -104 (9.06) 11,543
HCA HOLDINGS INC COM 1,015 142 16.27 12,152
ENERSYS COM 1,015 -139 (12.05) 12,950
WYNN RESORTS LTD COM 1,015 -437 (30.1) 8,755
ALIBABA GROUP HLDG LTD SPONSORED ADS 1,011 -42 (3.96) 8,941
VANGUARD MALVERN FDS STRM INFPROIDX 1,009 519 106.01 20,385
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 990 -15 (1.51) 28,199
BERKSHIRE HATHAWAY INC DEL CL A 982 New 4
HD SUPPLY HLDGS INC COM 967 2 .21 24,215
AUTOMATIC DATA PROCESSING INC COM 945 42 4.61 9,205
ROCKWELL AUTOMATION INC COM 945 64 7.31 6,152
RYANAIR HLDGS PLC SPONSORED ADR NE 942 -10 (1.01) 10,640
ISHARES TR MSCI EMG MKT ETF 942 88 10.34 23,988
SAP SE SPON ADR 942 -11 (1.15) 9,715
SELECT SECTOR SPDR TR SBI INT-FINL 942 135 16.73 40,669