PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 12/31/2016

Position Statistics

Total Positions 672
New Positions 35
Increased Positions 234
Decreased Positions 399
Positions with Activity 633
Sold Out Positions 39
Total Mkt Value (in $ millions) 5,412

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 4.03%
Basic Materials 2.2%
Industrials 9.21%
Consumer Cyclicals 22.3%
Consumer Non-Cyclicals 3.39%
Financials 16.42%
Healthcare 13.89%
Technology 22.72%
Telecommunication Services 5.04%
Utilities 0.61%

672 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RAYTHEON CO COM NEW 1,066 2 .16 6,918
SCHWAB STRATEGIC TR US LRG CAP ETF 1,064 40 3.94 18,850
HD SUPPLY HLDGS INC COM 1,064 2 .21 24,215
APPLIED MATLS INC COM 1,063 301 39.40 29,121
ISHARES TR U.S. PFD STK ETF 1,050 -152 (12.68) 27,247
HCA HOLDINGS INC COM 1,044 146 16.27 12,152
BERKSHIRE HATHAWAY INC DEL CL A 1,017 New 4
WHOLE FOODS MKT INC COM 1,011 -116 (10.26) 32,495
VANGUARD MALVERN FDS STRM INFPROIDX 1,007 518 106.01 20,385
WILLIAMS COS INC DEL COM 1,007 8 .84 35,968
ENERSYS COM 1,007 -138 (12.05) 12,950
AGRIUM INC COM 1,003 -23 (2.26) 9,736
SELECT SECTOR SPDR TR SBI INT-FINL 1,001 143 16.73 40,669
AMERIGAS PARTNERS L P UNIT L P INT 995 -8 (0.8) 20,481
SYNGENTA AG SPONSORED ADR 977 -97 (9.06) 11,543
AMTRUST FINL SVCS INC COM 977 189 23.92 35,181
MATTEL INC COM 958 1 .07 37,161
ROCKWELL AUTOMATION INC COM 941 64 7.31 6,152
ISHARES TR MSCI EMG MKT ETF 934 87 10.34 23,988
ALIBABA GROUP HLDG LTD SPONSORED ADS 932 -38 (3.96) 8,941