PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 09/30/2014

Position Statistics

Total Positions 647
New Positions 33
Increased Positions 255
Decreased Positions 349
Positions with Activity 604
Sold Out Positions 24
Total Mkt Value (in $ millions) 5,161

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.2%
Capital Goods 6.15%
Conglomerates 0.41%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 2.89%
Energy 3.73%
Financial 13.55%
Healthcare 12.98%
Services 25.37%
Technology 21.73%
Transportation 2.35%
Utilities 1.35%

33 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POLYCOM INC COM 15,839 15,839 New 1,148,580
ACTAVIS PLC SHS 13,981 13,981 New 55,001
RACKSPACE HOSTING INC COM 7,955 7,955 New 164,900
CARNIVAL CORP PAIRED CTF 6,798 6,798 New 149,770
THE ADT CORPORATION COM 5,806 5,806 New 164,109
METHANEX CORP COM 5,337 5,337 New 115,670
DIEBOLD INC COM 4,781 4,781 New 134,498
PROLOGIS INC COM 2,701 2,701 New 62,650
HUMANA INC COM 562 562 New 3,895
HAWAIIAN ELEC INDUSTRIES COM 534 534 New 16,000
MATERION CORP COM 493 493 New 14,450
SYMANTEC CORP COM 407 407 New 15,310
LKQ CORP COM 327 327 New 11,700
SCHWAB STRATEGIC TR INTL EQTY ETF 322 322 New 10,957
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 301 301 New 6,020
ISHARES MSCI FRNTR100ETF 286 286 New 9,175
PANERA BREAD CO CL A 282 282 New 1,647
MARKET VECTORS ETF TR AGRIBUS ETF 281 281 New 5,300
SCHOLASTIC CORP COM 274 274 New 7,750
MOTORCAR PTS AMER INC COM 267 267 New 8,000