PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 12/31/2013

Position Statistics

Total Positions 602
New Positions 37
Increased Positions 225
Decreased Positions 337
Positions with Activity 562
Sold Out Positions 11
Total Mkt Value (in $ millions) 5,033

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.29%
Capital Goods 7.21%
Conglomerates 0.27%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 2.67%
Energy 5.63%
Financial 13.35%
Healthcare 12.27%
Services 23.35%
Technology 20.98%
Transportation 1.9%
Utilities 1.36%

37 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FAIRWAY GROUP HLDGS CORP CL A 9,069 9,069 New 1,273,770
NEWS CORP NEW CL A 5,451 5,451 New 327,759
INTERNATIONAL GAME TECHNOLOGY COM 4,728 4,728 New 341,595
TESORO CORP COM 2,138 2,138 New 41,724
ISHARES RUS 2000 GRW ETF 1,320 1,320 New 10,295
ENSCO PLC SHS CLASS A 1,320 1,320 New 25,985
AVISTA CORP COM 1,300 1,300 New 41,800
SIX FLAGS ENTMT CORP NEW COM 965 965 New 24,175
ISHARES TR FLTG RATE BD ETF 766 766 New 15,096
BARCLAYS PLC ADR 656 656 New 41,700
VERINT SYS INC COM 651 651 New 14,603
STAPLES INC COM 516 516 New 42,774
U S SILICA HLDGS INC COM 482 482 New 11,750
POWERSHARES ETF TRUST FTSE RAFI 1000 427 427 New 5,110
ENERGIZER HLDGS INC COM 305 305 New 3,130
WPX ENERGY INC COM 302 302 New 15,792
BANK N S HALIFAX COM 300 300 New 5,100
ISHARES RUS MDCP VAL ETF 300 300 New 4,429
PPG INDS INC COM 291 291 New 1,546
NUVEEN MUN OPPORTUNITY FD INC COM 267 267 New 19,450