PINNACLE ASSOCIATES LTD Information

335 MADISON AVENUE, NEW YORK, New York, 10017, (212) 652-3200

Report Date: 03/31/2014

Position Statistics

Total Positions 633
New Positions 40
Increased Positions 248
Decreased Positions 344
Positions with Activity 592
Sold Out Positions 34
Total Mkt Value (in $ millions) 5,207

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.78%
Capital Goods 6.69%
Conglomerates 0.36%
Consumer Cyclical 1.28%
Consumer/Non-Cyclical 2.67%
Energy 5.4%
Financial 13.22%
Healthcare 11.26%
Services 25.2%
Technology 20.93%
Transportation 2.38%
Utilities 1.19%

344 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMIRA NATURE FOODS LTD SHS 154 -1,046 (87.16) 10,592
AURICO GOLD INC COM 143 -10 (6.66) 33,665
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR 118 -7 (5.88) 12,000
RITE AID CORP COM 106 -1 (0.66) 15,000
ALCATEL-LUCENT SPONSORED ADR 72 -1 (0.89) 19,193
NEW GOLD INC CDA COM 65 -1,389 (95.56) 10,000
KINROSS GOLD CORP COM NO PAR 43 -91 (67.97) 10,460
NII HLDGS INC CL B NEW 41 -1,295 (96.91) 58,200
KINDER MORGAN INC DEL WT EXP 052517 36 -81 (69.36) 12,297
VERITIV CORP COM 6 (2) 147
AIR PRODS & CHEMS INC COM -272 Sold Out 0
BCE INC COM NEW -344 Sold Out 0
BOFI HLDG INC COM -177 Sold Out 0
BOISE CASCADE CO DEL COM -205 Sold Out 0
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT -607 Sold Out 0
C&J ENERGY SVCS INC COM -419 Sold Out 0
CPFL ENERGIA S A SPONSORED ADR -203 Sold Out 0
DIAGEO P L C SPON ADR NEW -196 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -274 Sold Out 0
GRIFFON CORP COM -224 Sold Out 0