PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 09/30/2014

Position Statistics

Total Positions 917
New Positions 416
Increased Positions 573
Decreased Positions 282
Positions with Activity 855
Sold Out Positions 142
Total Mkt Value (in $ millions) 4,313

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.15%
Capital Goods 3.93%
Conglomerates 0.07%
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 0.53%
Energy 7.72%
Financial 19.73%
Healthcare 16.28%
Services 15.3%
Technology 15.52%
Transportation 1.26%
Utilities 1.6%

917 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
E HOUSE CHINA HLDGS LTD ADR -4,008 Sold Out 0
ICICI BK LTD ADR 7,168 New 596,875
MELCO CROWN ENTMT LTD ADR 6,583 3,639 123.62 274,300
SOUFUN HLDGS LTD ADR -62 Sold Out 0
TARENA INTL INC ADR 421 421 New 35,400
TEVA PHARMACEUTICAL INDS LTD ADR -4,344 Sold Out 0
VALE S A ADR -240 Sold Out 0
NQ MOBILE INC ADR REPSTG CL A 153 153 New 44,600
QIHOO 360 TECHNOLOGY CO LTD ADS 761 New 13,000
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -2,006 Sold Out 0
CHANGYOU COM LTD ADS REP CL A -614 Sold Out 0
YY INC ADS REPCOM CLA 2,968 17 .57 41,233
TAL ED GROUP ADS REPSTG COM 6,683 -505 (7.03) 215,500
ISHARES TR CHINA LG-CAP ETF 24,430 24,430 New 592,396
ADEPTUS HEALTH INC CL A -542 Sold Out 0
AIR LEASE CORP CL A 611 611 New 17,493
AMPHENOL CORP NEW CL A 1,343 1,343 New 24,998
APARTMENT INVT & MGMT CO CL A 375 375 New 9,400
COGNIZANT TECHNOLOGY SOLUTIONS CL A 61,482 -25,428 (29.26) 1,135,819
COMCAST CORP NEW CL A 761 86 12.80 14,313