PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 03/31/2014

Position Statistics

Total Positions 613
New Positions 201
Increased Positions 274
Decreased Positions 300
Positions with Activity 574
Sold Out Positions 228
Total Mkt Value (in $ millions) 3,154

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.58%
Capital Goods 2.73%
Conglomerates 0.15%
Consumer Cyclical 0.57%
Consumer/Non-Cyclical 0.55%
Energy 11.12%
Financial 33.72%
Healthcare 9.71%
Services 16.92%
Technology 14.03%
Transportation 1.55%
Utilities 0.38%

613 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABERCROMBIE & FITCH CO CL A -1,279 Sold Out 0
AEROPOSTALE COM -391 Sold Out 0
AIR LEASE CORP CL A -1,848 Sold Out 0
ALLIANCE NEW YORK MUN INC FD COM -218 Sold Out 0
ALTERA CORP COM -1,081 Sold Out 0
AMERICAN CAMPUS CMNTYS INC COM -1,163 Sold Out 0
ANNALY CAP MGMT INC COM -189,321 Sold Out 0
APARTMENT INVT & MGMT CO CL A -1,217 Sold Out 0
APPROACH RESOURCES INC COM -1,122 Sold Out 0
AQUASITION CORP COM -2,531 Sold Out 0
ARIAD PHARMACEUTICALS INC COM -1,460 Sold Out 0
ATLAS AIR WORLDWIDE HLDGS INC COM NEW -896 Sold Out 0
BALTIC TRADING LIMITED COM -1,608 Sold Out 0
BANK OF AMERICA CORPORATION COM -17,660 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -2,074 Sold Out 0
BARRACUDA NETWORKS INC COM -8,629 Sold Out 0
BEAZER HOMES USA INC COM NEW -20,163 Sold Out 0
BENEFITFOCUS INC COM -5,650 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -1,004 Sold Out 0
BLACKBERRY LTD COM -1,752 Sold Out 0