PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 03/31/2014

Position Statistics

Total Positions 612
New Positions 201
Increased Positions 274
Decreased Positions 299
Positions with Activity 573
Sold Out Positions 227
Total Mkt Value (in $ millions) 3,192

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.63%
Capital Goods 2.54%
Conglomerates 0.13%
Consumer Cyclical 0.53%
Consumer/Non-Cyclical 0.54%
Energy 10.84%
Financial 33.19%
Healthcare 10.57%
Services 17.07%
Technology 14.31%
Transportation 1.53%
Utilities 0.37%

612 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PORTLAND GEN ELEC CO COM NEW 542 542 New 16,500
CDN IMPERIAL BK COMM TORONTO O COM 541 541 New 5,787
BCE INC COM NEW 538 538 New 11,800
L-3 COMMUNICATIONS HLDGS INC COM 538 538 New 4,500
CATERPILLAR INC DEL COM 538 538 New 5,200
PPL CORP COM 537 537 New 16,200
TECO ENERGY INC COM 536 536 New 30,400
EMPIRE DIST ELEC CO COM 536 536 New 21,491
NORTHWEST NAT GAS CO COM 533 533 New 12,100
CENTURYLINK INC COM 533 533 New 13,400
PUBLIC SVC ENTERPRISE GROUP COM 531 -10,208 (95.06) 14,700
HCC INS HLDGS INC COM 529 529 New 11,200
GOLDMAN SACHS GROUP INC COM 527 -38,698 (98.66) 3,000
VECTREN CORP COM 527 527 New 13,600
CENTERPOINT ENERGY INC COM 526 526 New 21,400
TARGET CORP COM 516 516 New 8,400
AMEREN CORP COM 515 515 New 13,200
PINNACLE WEST CAP CORP COM 510 510 New 9,300
NUVEEN PFD INCOME OPPRTNY FD COM 501 -324 (39.24) 52,881
FIRST CTZNS BANCSHARES INC N C CL A 500 500 New 2,200