PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 03/31/2014

Position Statistics

Total Positions 613
New Positions 201
Increased Positions 274
Decreased Positions 300
Positions with Activity 574
Sold Out Positions 228
Total Mkt Value (in $ millions) 3,135

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.57%
Capital Goods 2.7%
Conglomerates 0.15%
Consumer Cyclical 0.57%
Consumer/Non-Cyclical 0.55%
Energy 11.02%
Financial 33.73%
Healthcare 9.73%
Services 17%
Technology 14.08%
Transportation 1.54%
Utilities 0.38%

613 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PORTLAND GEN ELEC CO COM NEW 558 558 New 16,500
DTE ENERGY CO COM 557 557 New 7,300
VECTREN CORP COM 556 556 New 13,600
PPL CORP COM 555 555 New 16,200
GLOBAL POWER EQUIPMENT GRP INC COM PAR $0.01 555 New 35,364
HCC INS HLDGS INC COM 550 550 New 11,200
TECO ENERGY INC COM 549 549 New 30,400
EMPIRE DIST ELEC CO COM 540 540 New 21,491
BCE INC COM NEW 537 537 New 11,800
CENTERPOINT ENERGY INC COM 536 536 New 21,400
L-3 COMMUNICATIONS HLDGS INC COM 536 536 New 4,500
CDN IMPERIAL BK COMM TORONTO O COM 532 532 New 5,787
AMEREN CORP COM 531 531 New 13,200
PINNACLE WEST CAP CORP COM 530 530 New 9,300
GREAT PLAINS ENERGY INC COM 525 525 New 19,700
A10 NETWORKS INC COM 523 523 New 42,694
FIRST CTZNS BANCSHARES INC N C CL A 520 520 New 2,200
HARRIS CORP DEL COM 513 513 New 7,000
NUVEEN PFD INCOME OPPRTNY FD COM 509 -329 (39.24) 52,881
SONOCO PRODS CO COM 508 508 New 12,000