PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 09/30/2014

Position Statistics

Total Positions 917
New Positions 416
Increased Positions 573
Decreased Positions 282
Positions with Activity 855
Sold Out Positions 142
Total Mkt Value (in $ millions) 4,313

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.15%
Capital Goods 3.93%
Conglomerates 0.07%
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 0.53%
Energy 7.72%
Financial 19.73%
Healthcare 16.28%
Services 15.3%
Technology 15.52%
Transportation 1.26%
Utilities 1.6%

917 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WAL-MART STORES INC COM 1,995 1,065 114.40 23,477
FIFTH THIRD BANCORP COM 1,994 1,994 New 115,270
PHILLIPS 66 COM 1,969 301 18.05 28,000
ENTERGY CORP NEW COM 1,963 -649 (24.85) 22,433
PROGRESSIVE WASTE SOLUTIONS LT COM 1,947 1,947 New 68,260
HENRY JACK & ASSOC INC COM 1,945 1,945 New 31,691
AMGEN INC COM 1,925 -5,165 (72.85) 12,644
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 1,912 1,912 New 37,504
NORTHWEST NAT GAS CO COM 1,900 1,544 434.32 38,070
PIEDMONT NAT GAS INC COM 1,900 1,900 New 47,632
KINDER MORGAN INC DEL WT EXP 052517 1,890 New 500,000
ASPEN INSURANCE HOLDINGS LTD SHS 1,887 -24,196 (92.77) 43,561
NEOSTEM INC COM PAR $.001 1,881 New 531,250
QUEST RESOURCE HLDG CORP COM 1,875 1,875 New 1,500,000
WHITE MTNS INS GROUP LTD COM 1,869 -129 (6.45) 2,900
BCE INC COM NEW 1,868 1,469 368.65 40,655
REPUBLIC SVCS INC COM 1,868 1,868 New 47,069
DELEK US HLDGS INC COM 1,863 -1,851 (49.84) 60,377
SELECT SECTOR SPDR TR SBI INT-INDS 1,852 1,852 New 33,930
BERKLEY W R CORP COM 1,851 1,502 430.40 37,791