PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 12/31/2013

Position Statistics

Total Positions 511
New Positions 234
Increased Positions 322
Decreased Positions 152
Positions with Activity 474
Sold Out Positions 99
Total Mkt Value (in $ millions) 4,010

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.74%
Capital Goods 3.23%
Conglomerates 0.9%
Consumer Cyclical 7.86%
Consumer/Non-Cyclical 0.36%
Energy 8.53%
Financial 37.72%
Healthcare 2.82%
Services 20.89%
Technology 7.97%
Transportation 0.61%
Utilities 0.37%

511 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXTRA SPACE STORAGE INC COM 1,169 1,169 New 23,400
HANCOCK JOHN PFD INCOME FD II COM 1,169 1,169 New 58,429
FLAHERTY&CRMN PFD SEC INCOM FD COM 1,166 1,166 New 58,718
FORTINET INC COM 1,156 -1,908 (62.28) 53,400
CONTROL4 CORP COM 1,146 1,146 New 61,300
DIGITAL RLTY TR INC COM 1,134 1,134 New 21,200
INTEROIL CORP COM 1,130 1,130 New 17,300
BOSTON PROPERTIES INC COM 1,127 1,127 New 9,600
AXOGEN INC COM 1,114 -278 (19.95) 386,699
AMERICAN CAMPUS CMNTYS INC COM 1,110 1,110 New 29,700
EDUCATION RLTY TR INC COM 1,103 1,103 New 109,200
BLACKBERRY LTD COM 1,099 1,099 New 153,700
HEALTH CARE REIT INC COM 1,096 1,096 New 17,700
APARTMENT INVT & MGMT CO CL A 1,096 1,096 New 37,000
RENREN INC SPONSORED ADR 1,094 1,094 New 322,800
MAXIM INTEGRATED PRODS INC COM 1,094 1,094 New 34,100
TIMKEN CO COM 1,091 1,091 New 18,300
BIOAMBER INC WT EXP 050917 1,086 New 537,800
NUVEEN DIVID ADVANTAGE MUN INC COM 1,083 1,083 New 80,600
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 1,082 938 650.91 82,600