PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 12/31/2013

Position Statistics

Total Positions 511
New Positions 234
Increased Positions 322
Decreased Positions 152
Positions with Activity 474
Sold Out Positions 99
Total Mkt Value (in $ millions) 4,014

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.74%
Capital Goods 3.26%
Conglomerates 0.9%
Consumer Cyclical 7.89%
Consumer/Non-Cyclical 0.36%
Energy 8.45%
Financial 37.73%
Healthcare 2.82%
Services 20.97%
Technology 7.94%
Transportation 0.6%
Utilities 0.37%

511 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEWFIELD EXPL CO COM 1,364 1,364 New 41,400
ROYAL GOLD INC COM 1,356 1,356 New 20,800
PETROQUEST ENERGY INC COM 1,349 1,349 New 248,000
HALCON RES CORP COM NEW 1,349 1,349 New 254,000
PREMIER INC CL A 1,344 -8,136 (85.82) 42,543
DFC GLOBAL CORP COM 1,332 New 141,000
ION GEOPHYSICAL CORP COM 1,330 1,330 New 293,000
MARKET VECTORS ETF TR GOLD MINER ETF 1,307 1,307 New 54,935
DIREXION SHS ETF TR DLY EMRGMKT BULL 1,296 1,296 New 47,600
SAFE BULKERS INC COM 1,271 1,271 New 150,000
HELIOS MULTI SEC HI INC FD INC COM NEW 1,270 98 8.34 181,403
SOHU COM INC COM 1,259 1,259 New 20,600
HOUGHTON MIFFLIN HARCOURT CO COM 1,236 1,236 New 60,500
ATLAS FINANCIAL HOLDINGS INC SHS NEW 1,228 614 100 84,418
BROOKDALE SR LIVING INC COM 1,202 81 7.26 38,400
HEALTHWAYS INC COM 1,188 1,188 New 70,362
U S G CORP COM NEW 1,180 1,180 New 37,400
HARMONY GOLD MNG LTD SPONSORED ADR 1,180 1,180 New 385,600
HANCOCK JOHN PFD INCOME FD II COM 1,171 1,171 New 58,429
FLAHERTY&CRMN PFD SEC INCOM FD COM 1,167 1,167 New 58,718