PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 03/31/2014

Position Statistics

Total Positions 612
New Positions 201
Increased Positions 274
Decreased Positions 299
Positions with Activity 573
Sold Out Positions 227
Total Mkt Value (in $ millions) 3,207

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.61%
Capital Goods 2.63%
Conglomerates 0.13%
Consumer Cyclical 0.54%
Consumer/Non-Cyclical 0.55%
Energy 10.94%
Financial 33.32%
Healthcare 10.45%
Services 17%
Technology 14.21%
Transportation 1.49%
Utilities 0.37%

612 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOMEAWAY INC COM 1,907 1,907 New 53,600
GENERAL MTRS CO COM 1,813 1,813 New 51,700
QIHOO 360 TECHNOLOGY CO LTD ADS 1,785 1,785 New 18,000
WEBMD HEALTH CORP COM 1,685 -4,275 (71.73) 34,236
ARGOS THERAPEUTICS INC COM 1,655 1,655 New 255,800
UNIVERSAL AMERN CORP NEW COM 1,637 1,637 New 198,385
TEVA PHARMACEUTICAL INDS LTD ADR 1,629 1,629 New 29,900
HANCOCK JOHN PFD INCOME FD SH BEN INT 1,608 -108 (6.29) 79,490
TESCO CORP COM 1,550 1,550 New 75,118
NCI BUILDING SYS INC COM NEW 1,510 1,510 New 83,946
GOODRICH PETE CORP COM NEW 1,503 1,503 New 68,360
CHART ACQUISITION CORP COM 1,479 New 146,397
BORDERFREE INC COM 1,467 1,467 New 100,000
BIOAMBER INC WT EXP 050917 1,457 New 537,800
KINDER MORGAN INC DEL WT EXP 052517 1,455 1,455 New 500,000
SWS GROUP INC COM 1,436 1,436 New 200,233
CANADIAN SOLAR INC COM 1,427 1,427 New 51,598
OFS CAP CORP COM 1,361 -93 (6.4) 106,798
SILVER EAGLE ACQUISITION CORP WT EXP 072620 1,360 1,360 New 2,000,000
HANCOCK JOHN PFD INCOME FD III COM 1,261 -331 (20.81) 71,205