PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 06/30/2014

Position Statistics

Total Positions 627
New Positions 243
Increased Positions 359
Decreased Positions 226
Positions with Activity 585
Sold Out Positions 125
Total Mkt Value (in $ millions) 3,210

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 2.04%
Conglomerates 0.14%
Consumer Cyclical 1.23%
Consumer/Non-Cyclical 0.97%
Energy 10.81%
Financial 14.56%
Healthcare 15.36%
Services 20.22%
Technology 18.07%
Transportation 1.39%
Utilities 1.35%

627 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPORTSMANS WHSE HLDGS INC COM 3,285 3,285 New 487,700
AEROHIVE NETWORKS INC COM 3,255 -34 (1.02) 405,802
TECNOGLASS INC SHS 3,231 3,231 New 295,100
FIRST TR STRATEGIC HIGH INC FD COM SHS NEW 3,230 New 209,905
MELCO CROWN ENTMT LTD ADR 3,225 2,649 460.12 122,666
RETAILMENOT INC COM SER 1 3,223 -5,224 (61.84) 199,440
NEUBERGER BERMAN HGH YLD FD COM 3,192 New 247,261
PRUDENTIAL FINL INC COM 3,178 3,178 New 36,134
FIVE9 INC COM 3,158 3,158 New 482,937
BARCLAYS BK PLC IPATH S&P500 VIX 3,118 3,118 New 100,000
VALEANT PHARMACEUTICALS INTL I COM 3,099 -12,359 (79.96) 23,617
YY INC ADS REPCOM CLA 3,070 1,123 57.69 41,000
RUBICON PROJ INC COM 3,068 3,068 New 261,588
VOYA FINL INC COM 3,056 3,056 New 78,158
IKANG HEALTHCARE GROUP INC SPONSORED ADR 3,032 3,032 New 155,800
PENNEY J C INC COM 3,012 New 300,000
BORDERFREE INC COM 2,970 1,680 130.21 230,211
WADDELL & REED FINL INC CL A 2,953 2,953 New 57,130
NEOSTEM INC COM PAR $.001 2,938 2,938 New 531,250
RESTORATION HARDWARE HLDGS INC COM 2,927 2,927 New 36,800