PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 12/31/2013

Position Statistics

Total Positions 511
New Positions 234
Increased Positions 322
Decreased Positions 152
Positions with Activity 474
Sold Out Positions 99
Total Mkt Value (in $ millions) 4,010

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.74%
Capital Goods 3.23%
Conglomerates 0.9%
Consumer Cyclical 7.86%
Consumer/Non-Cyclical 0.36%
Energy 8.53%
Financial 37.72%
Healthcare 2.82%
Services 20.89%
Technology 7.97%
Transportation 0.61%
Utilities 0.37%

511 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
QUINTILES TRANSNATIO HLDGS INC COM 3,406 3,406 New 67,830
CHANNELADVISOR CORP COM 3,293 3,293 New 108,000
SONY CORP ADR NEW 3,286 New 175,640
FIRST TR STRATEGIC HIGH INC FD COM SHS NEW 3,258 233 7.72 204,546
SYNOVUS FINL CORP COM 3,247 3,247 New 980,950
NUVEEN MTG OPPTY TERM FD 2 COM 3,216 New 139,000
BARCLAYS BK PLC IPATH S&P500 VIX 3,128 New 75,000
BURLINGTON STORES INC COM 3,051 3,051 New 113,000
SINOVAC BIOTECH LTD SHS 3,027 -351 (10.39) 494,646
WHITING PETE CORP NEW COM 2,961 -5,203 (63.73) 39,560
CIS ACQUISITION LTD SHS SER A 2,899 -999 (25.63) 282,600
HORNBECK OFFSHORE SVCS INC NEW COM 2,766 2,766 New 68,693
GREENBRIER COS INC COM 2,725 227 9.09 58,350
PENNEY J C INC COM 2,717 1,217 81.15 362,300
GLORI ENERGY INC COM 2,665 New 315,000
CHEGG INC COM 2,623 2,623 New 476,986
PEPSICO INC COM 2,615 -5,235 (66.69) 30,569
MFA FINL INC COM 2,606 New 330,283
CYRUSONE INC COM 2,605 2,605 New 130,000
THORATEC CORP COM NEW 2,601 1,017 64.26 77,398