PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 09/30/2014

Position Statistics

Total Positions 920
New Positions 417
Increased Positions 575
Decreased Positions 283
Positions with Activity 858
Sold Out Positions 143
Total Mkt Value (in $ millions) 4,530

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.84%
Capital Goods 3.99%
Conglomerates 0.07%
Consumer Cyclical 0.66%
Consumer/Non-Cyclical 0.54%
Energy 7.66%
Financial 20.04%
Healthcare 16.27%
Services 15%
Technology 15.83%
Transportation 1.22%
Utilities 1.48%

283 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
A10 NETWORKS INC COM -500 Sold Out 0
ABBVIE INC COM -20,857 Sold Out 0
ACADIA HEALTHCARE COMPANY INC COM -6,195 Sold Out 0
ADEPTUS HEALTH INC CL A -636 Sold Out 0
AECOM TECHNOLOGY CORP DELAWARE COM -580 Sold Out 0
AGL RES INC COM -1,914 Sold Out 0
ALLERGAN INC COM -3,935 Sold Out 0
ALLIED WRLD ASSUR COM HLDG AG SHS -1,097 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -27 Sold Out 0
ALTRIA GROUP INC COM -1,283 Sold Out 0
AMERICAN AIRLS GROUP INC COM -3,612 Sold Out 0
AMKOR TECHNOLOGY INC COM -1,387 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -905 Sold Out 0
AMSURG CORP COM -18,604 Sold Out 0
ANALOG DEVICES INC COM -1,097 Sold Out 0
ANIXTER INTL INC COM -1,689 Sold Out 0
ARCH COAL INC COM -20 Sold Out 0
ARES CAP CORP COM -1,510 Sold Out 0
ARGOS THERAPEUTICS INC COM -2,220 Sold Out 0
ASSURED GUARANTY LTD COM -65 Sold Out 0