PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 09/30/2014

Position Statistics

Total Positions 919
New Positions 417
Increased Positions 574
Decreased Positions 283
Positions with Activity 857
Sold Out Positions 143
Total Mkt Value (in $ millions) 4,438

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.95%
Capital Goods 3.93%
Conglomerates 0.07%
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 0.53%
Energy 7.48%
Financial 19.72%
Healthcare 16.56%
Services 15.26%
Technology 15.74%
Transportation 1.32%
Utilities 1.59%

283 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
A10 NETWORKS INC COM -627 Sold Out 0
ABBVIE INC COM -20,234 Sold Out 0
ACADIA HEALTHCARE COMPANY INC COM -5,982 Sold Out 0
ADEPTUS HEALTH INC CL A -543 Sold Out 0
AECOM TECHNOLOGY CORP DELAWARE COM -495 Sold Out 0
AGL RES INC COM -2,088 Sold Out 0
ALLERGAN INC COM -4,218 Sold Out 0
ALLIED WRLD ASSUR COM HLDG AG SHS -1,111 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -17 Sold Out 0
ALTRIA GROUP INC COM -1,376 Sold Out 0
AMERICAN AIRLS GROUP INC COM -4,006 Sold Out 0
AMKOR TECHNOLOGY INC COM -1,349 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -899 Sold Out 0
AMSURG CORP COM -19,048 Sold Out 0
ANALOG DEVICES INC COM -1,055 Sold Out 0
ANIXTER INTL INC COM -1,489 Sold Out 0
ARCH COAL INC COM -12 Sold Out 0
ARES CAP CORP COM -1,530 Sold Out 0
ARGOS THERAPEUTICS INC COM -1,841 Sold Out 0
ASSURED GUARANTY LTD COM -65 Sold Out 0