PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 12/31/2014

Position Statistics

Total Positions 914
New Positions 143
Increased Positions 284
Decreased Positions 540
Positions with Activity 824
Sold Out Positions 383
Total Mkt Value (in $ millions) 4,606

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.23%
Capital Goods 2.49%
Conglomerates 0.14%
Consumer Cyclical 3.03%
Consumer/Non-Cyclical 0.83%
Energy 9.67%
Financial 15.26%
Healthcare 14.2%
Services 18.11%
Technology 15.48%
Transportation 1.35%
Utilities 1.27%

540 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN WTR WKS CO INC NEW COM 1,115 -1,392 (55.52) 20,611
AMERICAN FINL GROUP INC OHIO COM 1,109 -571 (33.97) 17,062
ARCH CAP GROUP LTD ORD 1,093 -294 (21.17) 17,620
ATMOS ENERGY CORP COM 1,090 -1,229 (52.99) 19,878
ALLIANT ENERGY CORP COM 1,031 -654 (38.81) 16,338
US BANCORP DEL COM NEW 1,027 -397 (27.85) 24,028
AVALANCHE BIOTECHNOLOGIES INC COM 1,023 -1,023 (50) 25,894
MIX TELEMATICS LTD SPONSORED ADR 1,022 -2,290 (69.15) 151,154
CAPITAL ONE FINL CORP COM 1,004 -5,955 (85.57) 12,218
MONSANTO CO NEW COM 974 -37,688 (97.48) 8,300
QUEST RESOURCE HLDG CORP COM 968 -968 (50) 750,000
DIPEXIUM PHARMACEUTICALS INC COM 966 -1,609 (62.48) 77,279
APOLLO INVT CORP COM 957 -3,724 (79.56) 122,184
ASSURANT INC COM 946 -418 (30.64) 15,443
HORNBECK OFFSHORE SVCS INC NEW COM 945 -210 (18.2) 41,800
PRAXAIR INC COM 922 -1,181 (56.16) 7,560
500 COM LTD SPON ADR REP A 776 -887 (53.31) 43,787
ORACLE CORP COM 758 -2,254 (74.83) 17,500
TRIPLEPOINT VENTR GRW BDC CORP COM 713 -827 (53.73) 50,896
WL ROSS HLDG CORP WT EXP 061119 556 -1 (0.16) 698,849