PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 09/30/2014

Position Statistics

Total Positions 918
New Positions 416
Increased Positions 573
Decreased Positions 283
Positions with Activity 856
Sold Out Positions 143
Total Mkt Value (in $ millions) 4,591

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.51%
Capital Goods 4.02%
Conglomerates 0.06%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0.54%
Energy 8.59%
Financial 20.24%
Healthcare 15.75%
Services 14.96%
Technology 15.43%
Transportation 1.25%
Utilities 1.4%

283 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SOUTHWEST AIRLS CO COM 651 -2,410 (78.73) 16,910
ALCOA INC COM 646 -509 (44.06) 37,200
SERVICE CORP INTL COM 606 -18,654 (96.85) 27,252
OIL STS INTL INC COM 585 -481 (45.08) 10,448
NUVEEN QUALITY PFD INCOME FD 2 COM 554 -173 (23.79) 60,642
CBS CORP (CLASS B) CL B 530 -18,422 (97.2) 9,700
MOSAIC CO NEW COM 491 -429 (46.59) 10,788
GALMED PHARMACEUTICALS LTD SHS 465 -761 (62.09) 79,020
EXELON CORP COM 443 -4,257 (90.57) 12,600
BARCLAYS BK PLC IPATH S&P500 VIX 384 -2,328 (85.85) 14,150
ARISTA NETWORKS INC COM 382 -540 (58.59) 5,176
CENTERPOINT ENERGY INC COM 363 -1,580 (81.32) 14,939
INTEL CORP COM 362 -1,102 (75.27) 9,968
SEMPRA ENERGY COM 352 -1,249 (78) 3,168
KELLOGG CO COM 332 -265 (44.38) 5,100
PG&E CORP COM 330 -1,876 (85.04) 6,700
LEVEL 3 COMMUNICATIONS INC COM NEW 320 -4,425 (93.26) 6,580
KIMCO RLTY CORP COM 308 -390 (55.91) 12,270
NEWMONT MINING CORP COM 306 -526 (63.22) 15,523
CVS HEALTH CORP COM 283 -992 (77.79) 3,138