PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 03/31/2014

Position Statistics

Total Positions 612
New Positions 201
Increased Positions 274
Decreased Positions 299
Positions with Activity 573
Sold Out Positions 227
Total Mkt Value (in $ millions) 3,216

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.61%
Capital Goods 2.65%
Conglomerates 0.13%
Consumer Cyclical 0.54%
Consumer/Non-Cyclical 0.54%
Energy 11%
Financial 33.35%
Healthcare 10.41%
Services 16.94%
Technology 14.16%
Transportation 1.52%
Utilities 0.37%

299 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLUCORA INC COM 3,444 -88 (2.5) 198,045
YUME INC COM 3,157 -58 (1.79) 520,115
PENNEY J C INC COM 2,718 -564 (17.2) 300,000
VIOLIN MEMORY INC COM 2,712 -1,563 (36.56) 676,379
HORNBECK OFFSHORE SVCS INC NEW COM 2,679 -234 (8.03) 63,177
BIOAMBER INC COM 2,460 -7,039 (74.1) 194,478
GLOBUS MED INC CL A 2,358 -1,110 (32) 174,686
REXFORD INDL RLTY INC COM 2,250 -3,384 (60.06) 159,470
CHART INDS INC COM PAR $0.01 2,152 -5,743 (72.74) 27,024
WEBMD HEALTH CORP COM 1,702 -4,319 (71.73) 34,236
HANCOCK JOHN PFD INCOME FD SH BEN INT 1,606 -108 (6.29) 79,490
OFS CAP CORP COM 1,355 -93 (6.4) 106,798
HANCOCK JOHN PFD INCOME FD III COM 1,258 -331 (20.81) 71,205
LAS VEGAS SANDS CORP COM 1,031 -482 (31.88) 14,100
HELIOS MULTI SEC HI INC FD INC COM NEW 1,027 -190 (15.64) 153,024
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 953 -604 (38.79) 70,439
AXOGEN INC COM 855 -93 (9.85) 348,607
VERACYTE INC COM 850 -7 (0.8) 57,509
TETRALOGIC PHARMACEUTICALS CP COM 839 -921 (52.34) 166,800
MELCO CROWN ENTMT LTD ADR 716 -821 (53.4) 21,900