PINE RIVER CAPITAL MANAGEMENT L.P. Information

601 CARLSON PARKWAY, MINNETONKA, Minnesota, 55305, (612) 238-3300

Report Date: 09/30/2014

Position Statistics

Total Positions 918
New Positions 416
Increased Positions 573
Decreased Positions 283
Positions with Activity 856
Sold Out Positions 143
Total Mkt Value (in $ millions) 4,601

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.47%
Capital Goods 4.01%
Conglomerates 0.07%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 0.53%
Energy 8.77%
Financial 20.19%
Healthcare 15.66%
Services 15.01%
Technology 15.44%
Transportation 1.25%
Utilities 1.4%

856 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP LTD COM 165,232 48,145 41.12 11,067,106
MEDTRONIC INC COM 138,971 23,464 20.31 1,905,539
VERIZON COMMUNICATIONS INC COM 118,804 -2,762 (2.27) 2,400,086
CIT GROUP INC COM NEW 105,535 105,535 New 2,134,169
ROCK-TENN CO CL A 100,186 19,539 24.23 1,790,950
AUTODESK INC COM 99,516 15,826 18.91 1,623,948
ACTAVIS PLC SHS 99,266 99,266 New 371,949
INTL PAPER CO COM 96,723 82,290 570.18 1,802,844
RED HAT INC COM 92,379 5,436 6.25 1,481,862
PFIZER INC COM 85,851 37,314 76.88 2,840,870
CHIMERA INVT CORP COM 76,633 59,524 347.92 22,875,376
NORTHSTAR ASSET MGMT GROUP INC COM 68,548 68,548 New 3,230,337
TABLEAU SOFTWARE INC CL A 67,767 30,086 79.85 815,974
PLATFORM SPECIALTY PRODS CORP COM 66,959 66,959 New 2,616,622
SPLUNK INC COM 64,499 -3,153 (4.66) 963,251
COGNIZANT TECHNOLOGY SOLUTIONS CL A 61,028 -25,240 (29.26) 1,135,819
DRESSER-RAND GROUP INC COM 56,729 48,162 562.18 690,724
AMERICAN CAPITAL AGENCY CORP COM 54,560 16,808 44.52 2,342,643
ANADARKO PETE CORP COM 51,707 -13,520 (20.73) 559,116
HCA HOLDINGS INC COM 49,843 2,744 5.83 717,886