PERMAL ASSET MANAGEMENT LLC Information

900 THIRD AVENUE, NEW YORK, New York, 10022, (212) 418-6500

Report Date: 12/31/2013

Position Statistics

Total Positions 37
New Positions 2
Increased Positions 13
Decreased Positions 17
Positions with Activity 30
Sold Out Positions 7
Total Mkt Value (in $ millions) 95

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.01%
Capital Goods 0%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 88.4%
Healthcare
Services 11.21%
Technology
Transportation
Utilities

37 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MORGAN STANLEY CHINA A SH FD COM 20,446 -754 (3.56) 945,271
ISHARES CHINA LG-CAP ETF 8,004 New 229,150
ISHARES MSCI STH KOR ETF 5,865 New 92,580
ISHARES EMU ETF 5,764 1,464 34.04 135,246
ETFS PLATINUM TR SH BEN INT 5,316 New 38,828
ISHARES MSCI JAPAN ETF 5,038 1,468 41.13 452,613
ETFS PALLADIUM TR SH BEN INT 4,449 New 58,000
WISDOMTREE TR CHINESE YUAN FD 4,361 New 174,910
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 3,752 -372 (9.03) 49,357
WISDOMTREE TR SMALLCAP DIVID 3,728 -452 (10.81) 54,923
JPMORGAN CHASE & CO ALERIAN ML ETN 2,483 New 51,325
PROSHARES TR PSHS ULTSH 20YRS 2,251 2,251 New 34,700
FIRST TR ENERGY INFRASTRCTR FD COM 2,240 11 .51 102,820
NORTHSTAR RLTY FIN CORP COM 2,220 -826 (27.12) 143,625
COLONY FINL INC COM 2,036 9 .43 94,061
RAIT FINANCIAL TRUST COM NEW 1,730 -381 (18.05) 209,485
RESOURCE CAP CORP COM 1,727 114 7.05 315,132
MARKET VECTORS ETF TR JR GOLD MINERS E 1,652 244 17.34 44,781
STARWOOD PPTY TR INC COM 1,573 -166 (9.54) 67,924
MAIN STREET CAPITAL CORP COM 1,193 175 17.15 37,088