PERMAL ASSET MANAGEMENT LLC Information

900 THIRD AVENUE, NEW YORK, New York, 10022, (212) 418-6500

Report Date: 12/31/2014

Position Statistics

Total Positions 42
New Positions 12
Increased Positions 18
Decreased Positions 12
Positions with Activity 30
Sold Out Positions 7
Total Mkt Value (in $ millions) 97

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 93%
Healthcare
Services 4.54%
Technology
Transportation
Utilities

42 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MORGAN STANLEY CHINA A SH FD COM 31,094 New 862,522
ISHARES TR CHINA LG-CAP ETF 11,897 New 229,150
ISHARES MSCI STH KOR ETF 5,799 New 92,580
WISDOMTREE TR CHINESE YUAN FD 4,481 New 174,910
WISDOMTREE TR JAPN HEDGE EQT 4,453 4,453 New 76,900
ISHARES TR RUSSELL 2000 ETF 4,078 4,078 New 32,400
SELECT SECTOR SPDR TR TECHNOLOGY 4,007 129 3.34 92,900
SPDR SERIES TRUST S&P REGL BKG 3,952 152 4.00 96,139
ETFS PLATINUM TR SH BEN INT 3,607 New 33,128
ETFS PALLADIUM TR SH BEN INT 3,392 New 45,500
FIRST TR ENERGY INFRASTRCTR FD COM 2,555 New 108,970
GREENLIGHT CAPITAL RE LTD CLASS A 1,739 1,739 New 56,100
SPDR GOLD TRUST GOLD SHS 1,722 -1,454 (45.78) 15,235
COLONY CAP INC COM 1,030 New 38,886
STARWOOD PPTY TR INC COM 1,005 100 10.98 41,429
TWO HBRS INVT CORP COM 989 93 10.35 92,733
MARKET VECTORS ETF TR JR GOLD MINERS E 964 964 New 39,800
THIRD PT REINS LTD COM 853 853 New 61,000
CHIMERA INVT CORP COM NEW 838 New 53,895
RAIT FINANCIAL TRUST COM NEW 832 88 11.89 123,282