PERMAL ASSET MANAGEMENT LLC Information

900 THIRD AVENUE, NEW YORK, New York, 10022, (212) 418-6500

Report Date: 12/31/2014

Position Statistics

Total Positions 42
New Positions 12
Increased Positions 18
Decreased Positions 12
Positions with Activity 30
Sold Out Positions 7
Total Mkt Value (in $ millions) 91

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 92.29%
Healthcare
Services 5.03%
Technology
Transportation
Utilities

42 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MORGAN STANLEY CHINA A SH FD COM 26,557 New 862,522
ISHARES TR CHINA LG-CAP ETF 10,030 New 229,150
ISHARES MSCI STH KOR ETF 5,259 New 92,580
WISDOMTREE TR CHINESE YUAN FD 4,408 New 174,910
WISDOMTREE TR JAPN HEDGE EQT 4,159 4,159 New 76,900
SELECT SECTOR SPDR TR TECHNOLOGY 4,017 130 3.34 92,900
ISHARES TR RUSSELL 2000 ETF 3,993 3,993 New 32,400
SPDR SERIES TRUST S&P REGL BKG 3,886 150 4.00 96,139
ETFS PLATINUM TR SH BEN INT 3,780 New 33,128
ETFS PALLADIUM TR SH BEN INT 3,576 New 45,500
FIRST TR ENERGY INFRASTRCTR FD COM 2,526 New 108,970
GREENLIGHT CAPITAL RE LTD CLASS A 1,828 1,828 New 56,100
SPDR GOLD TRUST GOLD SHS 1,768 -1,493 (45.78) 15,235
MARKET VECTORS ETF TR JR GOLD MINERS E 1,050 1,050 New 39,800
STARWOOD PPTY TR INC COM 1,008 100 10.98 41,429
TWO HBRS INVT CORP COM 964 90 10.35 92,733
COLONY FINL INC COM 964 New 38,886
RAIT FINANCIAL TRUST COM NEW 910 97 11.89 123,282
GLOBAL X FDS FTSE GREECE 20 889 889 New 66,200
RESOURCE CAP CORP COM 880 81 10.16 181,078