PENN CAPITAL MANAGEMENT CO INC Information

3 CRESCENT DRIVE, SUITE 400, PHILADELPHIA, Pennsylvania, 19112, (215) 302-1532

Report Date: 09/30/2014

Position Statistics

Total Positions 276
New Positions 33
Increased Positions 108
Decreased Positions 163
Positions with Activity 271
Sold Out Positions 22
Total Mkt Value (in $ millions) 2,289

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.98%
Capital Goods 7.02%
Conglomerates 0.33%
Consumer Cyclical 3.6%
Consumer/Non-Cyclical 0.43%
Energy 3.77%
Financial 13.99%
Healthcare 11.68%
Services 29.24%
Technology 15.24%
Transportation 5.02%
Utilities

276 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DRESSER-RAND GROUP INC COM -15,869 Sold Out 0
FULL HOUSE RESORTS INC COM -988 Sold Out 0
HERCULES OFFSHORE INC COM -2,898 Sold Out 0
HERCULES TECH GROWTH CAP INC COM -3,043 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -1,874 Sold Out 0
HUNTINGTON BANCSHARES INC PFD CONV SER A -3,021 Sold Out 0
IGI LABS INC COM -1,051 Sold Out 0
INTELSAT S A MAN CONV JR PFD -431 Sold Out 0
KEY ENERGY SVCS INC COM -3,805 Sold Out 0
MIDSTATES PETE CO INC COM -294 Sold Out 0
PLY GEM HLDGS INC COM -5,788 Sold Out 0
PROS HOLDINGS INC COM -1,674 Sold Out 0
PVH CORP COM -1,723 Sold Out 0
REGAL BELOIT CORP COM -3,740 Sold Out 0
TESORO CORP COM -7,566 Sold Out 0
TETRA TECH INC NEW COM -10,586 Sold Out 0