PENN CAPITAL MANAGEMENT CO INC Information

3 CRESCENT DRIVE, SUITE 400, PHILADELPHIA, Pennsylvania, 19112, (215) 302-1532

Report Date: 12/31/2013

Position Statistics

Total Positions 326
New Positions 62
Increased Positions 169
Decreased Positions 154
Positions with Activity 323
Sold Out Positions 54
Total Mkt Value (in $ millions) 2,599

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 14.01%
Conglomerates 0.46%
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 0.6%
Energy 9.15%
Financial 13.49%
Healthcare 7.31%
Services 23.57%
Technology 19.14%
Transportation 3.32%
Utilities 0.01%

326 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FULL HOUSE RESORTS INC COM 2,305 1,958 563.24 1,141,704
UCP INC CL A 2,287 2,287 New 157,913
CIT GROUP INC COM NEW 2,286 403 21.38 49,238
VANTAGE DRILLING COMPANY ORD SHS 2,259 -95 (4.06) 1,320,848
HANCOCK HLDG CO COM 2,250 2,250 New 63,126
TREX CO INC COM 2,246 -1,029 (31.41) 29,754
RADIO ONE INC CL D NON VTG 2,220 2,154 3,226.51 498,977
PVH CORP COM 2,218 -561 (20.18) 18,096
SYNERON MEDICAL LTD ORD SHS 2,209 -1,736 (44.01) 194,593
EMULEX CORP COM NEW 2,126 -534 (20.09) 288,105
SILVERCREST ASSET MGMT GROUP I CL A 2,100 -732 (25.85) 121,977
SYNERGY RES CORP COM 2,032 843 70.91 189,945
GNC HLDGS INC COM CL A 2,012 -462 (18.66) 44,783
ISHARES RUSSELL 2000 ETF 1,997 1,618 426.56 17,687
GIGOPTIX INC COM 1,986 1,986 New 1,128,650
QUICKLOGIC CORP COM 1,958 1,958 New 385,436
STATE BK FINL CORP COM 1,948 1,948 New 113,515
LAKELAND BANCORP INC COM 1,924 1,924 New 175,533
COVISINT CORP COM 1,879 1,879 New 262,440
HERTZ GLOBAL HOLDINGS INC COM 1,870 1,870 New 66,604