PENN CAPITAL MANAGEMENT CO INC Information

3 CRESCENT DRIVE, SUITE 400, PHILADELPHIA, Pennsylvania, 19112, (215) 302-1532

Report Date: 09/30/2014

Position Statistics

Total Positions 278
New Positions 34
Increased Positions 109
Decreased Positions 164
Positions with Activity 273
Sold Out Positions 22
Total Mkt Value (in $ millions) 2,316

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.78%
Capital Goods 6.95%
Conglomerates 0.27%
Consumer Cyclical 3.42%
Consumer/Non-Cyclical 0.45%
Energy 4.34%
Financial 15.03%
Healthcare 10.83%
Services 28.64%
Technology 15.32%
Transportation 4.88%
Utilities

22 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN WOODMARK CORP COM -4,106 Sold Out 0
ARMSTRONG WORLD INDS INC NEW COM -18,183 Sold Out 0
BOISE CASCADE CO DEL COM -3,201 Sold Out 0
CALLIDUS SOFTWARE INC COM -2,589 Sold Out 0
CIT GROUP INC COM NEW -3,803 Sold Out 0
CONCHO RES INC COM -1,368 Sold Out 0
DRESSER-RAND GROUP INC COM -15,887 Sold Out 0
FULL HOUSE RESORTS INC COM -1,054 Sold Out 0
HERCULES OFFSHORE INC COM -4,708 Sold Out 0
HERCULES TECH GROWTH CAP INC COM -2,955 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -1,905 Sold Out 0
HUNTINGTON BANCSHARES INC PFD CONV SER A -2,901 Sold Out 0
IGI LABS INC COM -953 Sold Out 0
INTELSAT S A MAN CONV JR PFD -447 Sold Out 0
KEY ENERGY SVCS INC COM -2,673 Sold Out 0
MIDSTATES PETE CO INC COM -383 Sold Out 0
PLY GEM HLDGS INC COM -5,908 Sold Out 0
PROS HOLDINGS INC COM -1,734 Sold Out 0
PVH CORP COM -1,889 Sold Out 0
REGAL BELOIT CORP COM -3,870 Sold Out 0