PENN CAPITAL MANAGEMENT CO INC Information

1200 INTREPID AVENUE, PHILADELPHIA, Pennsylvania, 19112, (215) 302-1500

Report Date: 12/31/2016

Position Statistics

Total Positions 291
New Positions 40
Increased Positions 83
Decreased Positions 208
Positions with Activity 291
Sold Out Positions 48
Total Mkt Value (in $ millions) 1,340

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 12.5%
Basic Materials 6.18%
Industrials 12.54%
Consumer Cyclicals 24.37%
Consumer Non-Cyclicals 0.23%
Financials 20.28%
Healthcare 7.56%
Technology 13.46%
Telecommunication Services 1.22%
Utilities 1.65%

40 New Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS MID CAP ETF 7 7 New 51
INVESTAR HLDG CORP COM 264 264 New 13,085
PENN VA CORP NEW COM 311 311 New 6,247
CORECIVIC INC COM 311 311 New 9,500
REPUBLIC FIRST BANCORP INC COM 368 368 New 46,278
PILGRIMS PRIDE CORP NEW COM 382 382 New 18,475
CHESAPEAKE ENERGY CORP COM 399 399 New 65,442
CLIFFS NAT RES INC COM 496 496 New 43,152
BOK FINL CORP COM NEW 527 527 New 6,283
AQUAVENTURE HLDGS LTD SHS 550 550 New 32,227
SANCHEZ PRODTN PARTNER COM UNIT REPSTG 611 611 New 44,613
ASPEN TECHNOLOGY INC COM 613 613 New 10,741
TRANSOCEAN LTD REG SHS 646 646 New 49,108
LONESTAR RES US INC CL A VTG 648 648 New 100,000
LIONS GATE ENTMNT CORP CL B NON VTG 728 728 New 28,220
COMMSCOPE HLDG CO INC COM 734 734 New 18,598
LIONS GATE ENTMNT CORP CL A VTG 776 776 New 28,211
WESCO INTL INC COM 791 791 New 10,977
T MOBILE US INC CONV PFD SER A 900 900 New 8,600
FIRST NBC BK HLDG CO COM 996 996 New 209,662