PENN CAPITAL MANAGEMENT CO INC Information

3 CRESCENT DRIVE, SUITE 400, PHILADELPHIA, Pennsylvania, 19112, (215) 302-1532

Report Date: 12/31/2013

Position Statistics

Total Positions 326
New Positions 62
Increased Positions 169
Decreased Positions 154
Positions with Activity 323
Sold Out Positions 54
Total Mkt Value (in $ millions) 2,599

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 14.01%
Conglomerates 0.46%
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 0.6%
Energy 9.15%
Financial 13.49%
Healthcare 7.31%
Services 23.57%
Technology 19.14%
Transportation 3.32%
Utilities 0.01%

62 New Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ENTERCOM COMMUNICATIONS CORP CL A 851 851 New 80,175
FAIRWAY GROUP HLDGS CORP CL A 778 778 New 102,924
KCG HLDGS INC CL A 11,816 11,816 New 1,188,777
RE MAX HLDGS INC CL A 1,196 1,196 New 42,758
UCP INC CL A 2,287 2,287 New 157,913
CROWN CASTLE INTL CORP CNV PFD STK SR A 3,661 3,661 New 36,820
AMERICAN AIRLS GROUP INC COM 398 398 New 11,230
AMERICAN WOODMARK CORP COM 2,590 2,590 New 80,993
ANN INC COM 11,271 11,271 New 281,775
ARMSTRONG WORLD INDS INC NEW COM 5,291 5,291 New 98,596
AXCELIS TECHNOLOGIES INC COM 666 666 New 341,645
BNC BANCORP COM 696 696 New 41,343
BRIDGE BANCORP INC COM 2,515 2,515 New 100,788
BUILDERS FIRSTSOURCE INC COM 1,455 1,455 New 167,440
BURLINGTON STORES INC COM 8,809 8,809 New 326,254
CONNS INC COM 1,759 1,759 New 40,428
CONSOL ENERGY INC COM 2,431 2,431 New 58,133
COVISINT CORP COM 1,879 1,879 New 262,440
CULP INC COM 676 676 New 36,048
CUTERA INC COM 657 657 New 60,851