PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL Information

161 NORTH CLARK STREET, CHICAGO, Illinois, 60601, (312) 554-7529

Report Date: 09/30/2014

Position Statistics

Total Positions 148
New Positions 10
Increased Positions 54
Decreased Positions 62
Positions with Activity 116
Sold Out Positions 6
Total Mkt Value (in $ millions) 596

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.53%
Capital Goods 0.58%
Conglomerates
Consumer Cyclical 3.17%
Consumer/Non-Cyclical 13.07%
Energy 6.2%
Financial 27.76%
Healthcare 12.83%
Services 13.05%
Technology 9.12%
Transportation 0.98%
Utilities 3.3%

10 New Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ARCHER DANIELS MIDLAND CO COM 216 216 New 4,078
DEAN FOODS CO NEW COM NEW 8,694 8,694 New 512,907
GABELLI EQUITY TR INC RT EXP 102014 New 15,701
ISHARES U.S. PFD STK ETF 369 369 New 9,235
ISHARES 1-3 YR CR BD ETF 1,593 1,593 New 15,115
NUVEEN FLOATING RATE INCOME FD COM 182 182 New 16,450
SCANSOURCE INC COM 926 926 New 23,745
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 561 561 New 7,000
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 281 281 New 7,969
WESTERN ASSET HIGH INCM FD II COM 158 158 New 18,500