PALLADIUM PARTNERS LLC Information

WATERSIDE DRIVE SUITE 1000, NORFOLK, Virginia, 23510, (757) 305-1500

Report Date: 09/30/2014

Position Statistics

Total Positions 269
New Positions 11
Increased Positions 78
Decreased Positions 156
Positions with Activity 234
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.65%
Capital Goods 3.71%
Conglomerates
Consumer Cyclical 1.94%
Consumer/Non-Cyclical 6.09%
Energy 8.43%
Financial 35.18%
Healthcare 7.91%
Services 12.59%
Technology 14.33%
Transportation 3.92%
Utilities 3.11%

11 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 108 108 New 20,400
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 157 157 New 20,000
DEVON ENERGY CORP NEW COM 4,311 4,311 New 70,135
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 269 269 New 73,414
LIBERTY ALL-STAR GROWTH FD INC COM 156 156 New 30,000
MONARCH FINANCIAL HOLDINGS INC COM 261 261 New 19,325
NEW YORK CMNTY BANCORP INC COM 315 315 New 19,500
NOVARTIS A G SPONSORED ADR 211 211 New 2,263
NTELOS HLDGS CORP COM NEW 57 57 New 13,000
REALTY INCOME CORP COM 280 280 New 5,700
SOUTHWEST AIRLS CO COM 9,601 9,601 New 234,282