PALLADIUM PARTNERS LLC Information

WATERSIDE DRIVE SUITE 1000, NORFOLK, Virginia, 23510, (757) 305-1500

Report Date: 09/30/2014

Position Statistics

Total Positions 269
New Positions 11
Increased Positions 78
Decreased Positions 156
Positions with Activity 234
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,148

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.58%
Capital Goods 3.7%
Conglomerates
Consumer Cyclical 1.97%
Consumer/Non-Cyclical 6.17%
Energy 8.18%
Financial 34.91%
Healthcare 8.12%
Services 12.64%
Technology 14.35%
Transportation 3.99%
Utilities 3.27%

11 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SOUTHWEST AIRLS CO COM 10,725 10,725 New 234,282
DEVON ENERGY CORP NEW COM 4,219 4,219 New 70,135
NEW YORK CMNTY BANCORP INC COM 308 308 New 19,500
REALTY INCOME CORP COM 305 305 New 5,700
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 264 264 New 73,414
MONARCH FINANCIAL HOLDINGS INC COM 248 248 New 19,325
NOVARTIS A G SPONSORED ADR 219 219 New 2,263
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 174 174 New 20,000
LIBERTY ALL-STAR GROWTH FD INC COM 149 149 New 30,000
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 117 117 New 20,400
NTELOS HLDGS CORP COM NEW 56 56 New 13,000