PALLADIUM PARTNERS LLC Information

WATERSIDE DRIVE SUITE 1000, NORFOLK, Virginia, 23510, (757) 305-1500

Report Date: 09/30/2014

Position Statistics

Total Positions 269
New Positions 11
Increased Positions 78
Decreased Positions 156
Positions with Activity 234
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.64%
Capital Goods 3.71%
Conglomerates
Consumer Cyclical 1.94%
Consumer/Non-Cyclical 6.08%
Energy 8.37%
Financial 35.16%
Healthcare 7.97%
Services 12.57%
Technology 14.33%
Transportation 3.94%
Utilities 3.15%

78 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
NTELOS HLDGS CORP COM NEW 57 57 New 13,000
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 109 109 New 20,400
HALLIBURTON CO COM 128 3 2.35 3,224
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 156 156 New 20,000
LIBERTY ALL-STAR GROWTH FD INC COM 157 157 New 30,000
NOVARTIS A G SPONSORED ADR 213 213 New 2,263
CLOROX CO DEL COM 248 8 3.30 2,350
MONARCH FINANCIAL HOLDINGS INC COM 258 258 New 19,325
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 271 271 New 73,414
INTL PAPER CO COM 272 22 8.78 5,029
REALTY INCOME CORP COM 282 282 New 5,700
APACHE CORP COM 283 3 1.08 4,419
WASTE MGMT INC DEL COM 290 2 .78 5,667
SYSCO CORP COM 294 5 1.66 7,234
NEW YORK CMNTY BANCORP INC COM 314 314 New 19,500
MONSANTO CO NEW COM 324 1 .26 2,679
ENTERPRISE PRODS PARTNERS L P COM 414 39 10.35 11,673
CVS HEALTH CORP COM 431 7 1.75 4,408
THERMO FISHER SCIENTIFIC INC COM 451 1 .23 3,558
LIBERTY INTERACTIVE CORP LBT VENT COM A 596 .02 15,851