PALLADIUM PARTNERS LLC Information

WATERSIDE DRIVE SUITE 1000, NORFOLK, Virginia, 23510, (757) 305-1500

Report Date: 09/30/2014

Position Statistics

Total Positions 266
New Positions 11
Increased Positions 78
Decreased Positions 155
Positions with Activity 233
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,118

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.73%
Capital Goods 3.67%
Conglomerates
Consumer Cyclical 1.83%
Consumer/Non-Cyclical 5.91%
Energy 9.19%
Financial 35.56%
Healthcare 7.95%
Services 12.35%
Technology 13.76%
Transportation 3.92%
Utilities 3.07%

78 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
THERMO FISHER SCIENTIFIC INC COM 421 1 .23 3,558
CVS HEALTH CORP COM 376 6 1.75 4,408
APACHE CORP COM 332 4 1.08 4,419
NEW YORK CMNTY BANCORP INC COM 307 307 New 19,500
MONSANTO CO NEW COM 304 1 .26 2,679
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 296 296 New 73,414
SYSCO CORP COM 276 5 1.66 7,234
WASTE MGMT INC DEL COM 274 2 .78 5,667
REALTY INCOME CORP COM 257 257 New 5,700
INTL PAPER CO COM 250 20 8.78 5,029
MONARCH FINANCIAL HOLDINGS INC COM 238 238 New 19,325
CLOROX CO DEL COM 230 7 3.30 2,350
NOVARTIS A G SPONSORED ADR 209 209 New 2,263
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 189 189 New 20,000
HALLIBURTON CO COM 172 4 2.35 3,224
LIBERTY ALL-STAR GROWTH FD INC COM 155 155 New 30,000
NTELOS HLDGS CORP COM NEW 131 131 New 13,000
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 119 119 New 20,400