PALLADIUM PARTNERS LLC Information

WATERSIDE DRIVE SUITE 1000, NORFOLK, Virginia, 23510, (757) 305-1500

Report Date: 09/30/2014

Position Statistics

Total Positions 269
New Positions 11
Increased Positions 78
Decreased Positions 156
Positions with Activity 234
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,161

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.8%
Capital Goods 3.7%
Conglomerates
Consumer Cyclical 1.88%
Consumer/Non-Cyclical 6.05%
Energy 8.86%
Financial 35.3%
Healthcare 7.92%
Services 12.27%
Technology 14.06%
Transportation 4.03%
Utilities 3%

78 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTERPRISE PRODS PARTNERS L P COM 454 43 10.35 11,673
CVS HEALTH CORP COM 398 7 1.75 4,408
APACHE CORP COM 324 3 1.08 4,419
MONSANTO CO NEW COM 320 1 .26 2,679
NEW YORK CMNTY BANCORP INC COM 311 311 New 19,500
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 288 288 New 73,414
SYSCO CORP COM 285 5 1.66 7,234
WASTE MGMT INC DEL COM 275 2 .78 5,667
INTL PAPER CO COM 271 22 8.78 5,029
REALTY INCOME CORP COM 264 264 New 5,700
MONARCH FINANCIAL HOLDINGS INC COM 261 261 New 19,325
CLOROX CO DEL COM 234 7 3.30 2,350
NOVARTIS A G SPONSORED ADR 215 215 New 2,263
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 164 164 New 20,000
LIBERTY ALL-STAR GROWTH FD INC COM 157 157 New 30,000
HALLIBURTON CO COM 156 4 2.35 3,224
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 114 114 New 20,400
NTELOS HLDGS CORP COM NEW 109 109 New 13,000