PALLADIUM PARTNERS LLC Information

WATERSIDE DRIVE SUITE 1000, NORFOLK, Virginia, 23510, (757) 305-1500

Report Date: 09/30/2014

Position Statistics

Total Positions 269
New Positions 11
Increased Positions 78
Decreased Positions 156
Positions with Activity 234
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.65%
Capital Goods 3.71%
Conglomerates
Consumer Cyclical 1.94%
Consumer/Non-Cyclical 6.09%
Energy 8.43%
Financial 35.18%
Healthcare 7.91%
Services 12.59%
Technology 14.33%
Transportation 3.92%
Utilities 3.11%

78 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CVS HEALTH CORP COM 431 7 1.75 4,408
ENTERPRISE PRODS PARTNERS L P COM 411 39 10.35 11,673
MONSANTO CO NEW COM 329 1 .26 2,679
NEW YORK CMNTY BANCORP INC COM 315 315 New 19,500
SYSCO CORP COM 294 5 1.66 7,234
WASTE MGMT INC DEL COM 290 2 .78 5,667
APACHE CORP COM 289 3 1.08 4,419
REALTY INCOME CORP COM 280 280 New 5,700
INTL PAPER CO COM 274 22 8.78 5,029
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 269 269 New 73,414
MONARCH FINANCIAL HOLDINGS INC COM 261 261 New 19,325
CLOROX CO DEL COM 249 8 3.30 2,350
NOVARTIS A G SPONSORED ADR 211 211 New 2,263
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 157 157 New 20,000
LIBERTY ALL-STAR GROWTH FD INC COM 156 156 New 30,000
HALLIBURTON CO COM 129 3 2.35 3,224
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 108 108 New 20,400
NTELOS HLDGS CORP COM NEW 57 57 New 13,000