OXBOW ADVISORS, LLC Information

800 N. SHORELINE BLVD, CORPUS CHRISTI, Texas, 78401, (361) 888-7611

Report Date: 03/31/2015

Position Statistics

Total Positions 225
New Positions 15
Increased Positions 56
Decreased Positions 112
Positions with Activity 168
Sold Out Positions 17
Total Mkt Value (in $ millions) 637

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 0.5%
Conglomerates 0.21%
Consumer Cyclical 1.82%
Consumer/Non-Cyclical 2%
Energy 11.16%
Financial 39.53%
Healthcare 3.6%
Services 9.73%
Technology 6.09%
Transportation 0.05%
Utilities 10.83%

225 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KINDER MORGAN INC DEL COM 58,668 -12,129 (17.13) 1,544,719
ABERDEEN ASIA PACIFIC INCOM FD COM 27,813 7,278 35.44 5,596,125
TALLGRASS ENERGY PARTNERS LP COM UNIT 25,363 2,236 9.67 521,553
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 18,795 2,032 12.12 2,918,448
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 15,324 -436 (2.77) 1,246,907
ALLIANCEBERNSTEIN INCOME FUND COM 14,689 -118 (0.8) 1,966,413
EXXON MOBIL CORP COM 14,231 -46 (0.33) 172,768
GOLDMAN SACHS GROUP INC SHS D 1/1000 13,594 -116 (0.85) 670,982
HATTERAS FINL CORP COM 12,399 6,216 100.53 750,567
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 12,383 12,383 New 259,333
BLACKROCK CR ALLCTN INC TR COM 11,522 -205 (1.75) 910,122
SENIOR HSG PPTYS TR SH BEN INT 11,206 85 .77 632,737
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 10,842 284 2.69 334,741
PAN AMERICAN SILVER CORP COM 10,244 9,228 908.70 1,232,697
GAMCO NAT RES GOLD & INCOME TR SH BEN INT 9,622 890 10.19 1,272,809
NUVEEN PREM INCOME MUN FD COM 9,288 -3,358 (26.55) 706,343
NUVEEN PREM INCOME MUN FD 2 COM 9,035 -3,748 (29.32) 680,315
RYDEX ETF TRUST GUG S&P500 EQ WT 8,603 202 2.40 107,137
NUVEEN AMT-FREE MUN INCOME FD COM 8,562 -2,034 (19.2) 672,062
FLAHERTY & CRUMRINE DYN PFD SHS 8,535 -74 (0.86) 384,464