OTA FINANCIAL GROUP L.P. Information

1 MANHATTANVILLE ROAD, PURCHASE, New York, 10577, (914) 694-5800

Report Date: 03/31/2014

Position Statistics

Total Positions 155
New Positions 43
Increased Positions 51
Decreased Positions 104
Positions with Activity 155
Sold Out Positions 93
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 0%
Conglomerates 0%
Consumer Cyclical 23.37%
Consumer/Non-Cyclical 2.6%
Energy 12.3%
Financial 27.08%
Healthcare 1.22%
Services 8.77%
Technology 0.16%
Transportation 0%
Utilities 4.8%

155 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOODYEAR TIRE & RUBR CO COM 18,181 11,117 157.37 658,001
OMNICARE CAP TR II PFD B TR 4.00% 12,717 5,724 81.85 157,974
ROYAL DUTCH SHELL PLC SPONS ADR A 9,340 2,410 34.78 115,166
GENERAL MTRS CO COM 4,470 -6,063 (57.56) 118,401
EPR PPTYS PFD C CNV 5.75% 4,207 -133 (3.06) 182,502
TIME WARNER CABLE INC COM 3,282 3,282 New 22,091
ISHARES EAFE GRWTH ETF 3,112 3,112 New 43,500
SPROTT PHYSICAL GOLD TRUST UNIT 3,060 -5,484 (64.19) 276,153
UNILEVER N V N Y SHS NEW 2,616 2,616 New 61,411
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 2,427 -464 (16.04) 29,891
WEYERHAEUSER CO COM 2,284 1,505 193.31 70,112
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 1,901 1,901 New 19,757
ISHARES INC CORE MSCI EMKT 1,794 898 100.14 34,186
WISDOMTREE TR JAPN HEDGE EQT 1,774 1,774 New 36,311
BHP BILLITON PLC SPONSORED ADR 1,457 1,457 New 21,826
ENBRIDGE ENERGY PARTNERS L P COM 1,436 884 160.11 40,215
ISHARES EAFE VALUE ETF 1,415 1,415 New 24,535
ENERGY XXI BERMUDA LTD USD UNRS SHS 1,235 1,235 New 56,998
ACTAVIS PLC SHS 1,230 1,230 New 5,683
NEXTERA ENERGY INC CORP UNIT 1,224 -291 (19.18) 19,311


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