O'SHAUGHNESSY ASSET MANAGEMENT, LLC Information

6 SUBURBAN AVENUE, STAMFORD, Connecticut, 06901-2012, (203) 975-3333

Report Date: 03/31/2013

Position Statistics:

Total Positions 1,088
New Positions 141
Increased Positions 494
Decreased Positions 541
Positions with Activity 1,035
Sold Out Positions 143
Total Mkt Value
(in $ millions)
3,860

Sector Weighting

Basic Materials 4.63%
Capital Goods 9.52%
Conglomerates 0.03%
Consumer Cyclical 2.84%
Consumer/Non-Cyclical 2.35%
Energy 8.46%
Financial 17.4%
Healthcare 7.34%
Services 34.01%
Technology 11.82%
Transportation 1.29%
Utilities 0.3%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

1,088 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR Sold Out 0
BT GROUP PLC ADR 865 -1,603 (64.95) 18,084
CARNIVAL PLC ADR 789 85 12 23,184
CRH PLC ADR 3,142 191 6.46 149,058
GRUPO SIMEC S A B DE C V ADR 8,435 -2,372 (21.95) 615,230
KUBOTA CORP ADR -165 Sold Out 0
NOVO-NORDISK A S ADR 398 -7 (1.68) 2,345
PRUDENTIAL PLC ADR 484 -13 (2.62) 13,571
WPP PLC NEW ADR 126 -5 (3.82) 1,436
ERICSSON ADR B SEK 10 14 14 New 1,217
STERLITE INDS INDIA LTD ADS -9 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 2 -215 (99.01) 292
SPDR SERIES TRUST BRC HGH YLD BD 38 -93 (71.04) 913
1 800 FLOWERS COM CL A 13 1 8.43 2,097
ALBANY INTL CORP CL A 269 269 New 8,483
AMERICAN SOFTWARE INC CL A -723 Sold Out 0
APOLLO GROUP INC CL A 3,595 377 11.72 174,442
ARDEN GROUP INC CL A 2 2 New 18
BOOZ ALLEN HAMILTON HLDG CORP CL A 3,131 848 37.18 170,330
BOSTON BEER INC CL A Sold Out 0

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