O'SHAUGHNESSY ASSET MANAGEMENT, LLC Information

6 SUBURBAN AVENUE, STAMFORD, Connecticut, 06901-2012, (203) 975-3333

Report Date: 03/31/2015

Position Statistics

Total Positions 1,243
New Positions 212
Increased Positions 567
Decreased Positions 626
Positions with Activity 1,193
Sold Out Positions 218
Total Mkt Value (in $ millions) 5,034

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.75%
Capital Goods 5.96%
Conglomerates 0.5%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 3.83%
Energy 14.42%
Financial 12.01%
Healthcare 5.77%
Services 27.02%
Technology 11.99%
Transportation 4.07%
Utilities 0.61%

1,243 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED CMNTY BKS BLAIRSVLE GA COM -362 Sold Out 0
UNITED GUARDIAN INC COM -1 Sold Out 0
UNITED ONLINE INC COM NEW -6 Sold Out 0
UNITED THERAPEUTICS CORP DEL COM -662 Sold Out 0
VAALCO ENERGY INC COM NEW -1 Sold Out 0
VERINT SYS INC COM -278 Sold Out 0
VERTEX ENERGY INC COM Sold Out 0
VONAGE HLDGS CORP COM -862 Sold Out 0
WADDELL & REED FINL INC CL A Sold Out 0
WAUSAU PAPER CORP COM -148 Sold Out 0
WELLCARE HEALTH PLANS INC COM Sold Out 0
WEST PHARMACEUTICAL SVSC INC COM -143 Sold Out 0
WESTERN ALLIANCE BANCORP COM -2,797 Sold Out 0
WESTERN REFNG INC COM -3,031 Sold Out 0
WESTWOOD HLDGS GROUP INC COM -1 Sold Out 0
WILEY JOHN & SONS INC CL A -261 Sold Out 0
WILLIAMS CLAYTON ENERGY INC COM -3 Sold Out 0
WSFS FINL CORP COM -398 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -720 Sold Out 0
XERIUM TECHNOLOGIES INC COM NEW -4 Sold Out 0