O'SHAUGHNESSY ASSET MANAGEMENT, LLC Information

6 SUBURBAN AVENUE, STAMFORD, Connecticut, 06901-2012, (203) 975-3333

Report Date: 09/30/2014

Position Statistics

Total Positions 1,129
New Positions 130
Increased Positions 460
Decreased Positions 537
Positions with Activity 997
Sold Out Positions 137
Total Mkt Value (in $ millions) 5,592

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.47%
Capital Goods 6.84%
Conglomerates 0.61%
Consumer Cyclical 2.84%
Consumer/Non-Cyclical 5.05%
Energy 15.06%
Financial 9.55%
Healthcare 5.89%
Services 31.39%
Technology 12.41%
Transportation 2.4%
Utilities 0.44%

1,129 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TYLER TECHNOLOGIES INC COM -3,248 Sold Out 0
UIL HLDG CORP COM -16 Sold Out 0
UNIFIRST CORP MASS COM -122 Sold Out 0
UNITED MICROELECTRONICS CORP SPON ADR NEW -10 Sold Out 0
UNIVERSAL CORP VA COM -2 Sold Out 0
VALE S A ADR -25 Sold Out 0
VERITIV CORP COM Sold Out 0
WESCO AIRCRAFT HLDGS INC COM -220 Sold Out 0
XINYUAN REAL ESTATE CO LTD SPONS ADR -286 Sold Out 0