O'SHAUGHNESSY ASSET MANAGEMENT, LLC Information

6 SUBURBAN AVENUE, STAMFORD, Connecticut, 06901-2012, (203) 975-3333

Report Date: 03/31/2013

Position Statistics:

Total Positions 1,088
New Positions 141
Increased Positions 494
Decreased Positions 541
Positions with Activity 1,035
Sold Out Positions 143
Total Mkt Value
(in $ millions)
3,860

Sector Weighting

Basic Materials 4.63%
Capital Goods 9.52%
Conglomerates 0.03%
Consumer Cyclical 2.84%
Consumer/Non-Cyclical 2.35%
Energy 8.46%
Financial 17.4%
Healthcare 7.34%
Services 34.01%
Technology 11.82%
Transportation 1.29%
Utilities 0.3%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

541 DECREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
WYNN RESORTS LTD COM 97,819 -3,735 (3.68) 690,618
TRAVELERS COMPANIES INC COM 97,147 -4,251 (4.19) 1,159,688
ASTRAZENECA PLC SPONSORED ADR 93,299 -717 (0.76) 1,782,209
AMERIPRISE FINL INC COM 91,166 -5,652 (5.84) 1,128,153
NORTHROP GRUMMAN CORP COM 82,437 -5,976 (6.76) 1,019,501
DIRECTV COM 79,285 -3,076 (3.74) 1,239,414
VIACOM INC NEW CL B 78,921 -2,343 (2.88) 1,134,576
KOHLS CORP COM 72,798 -3,561 (4.66) 1,397,809
L-3 COMMUNICATIONS HLDGS INC COM 69,663 -6,943 (9.06) 811,828
LINCOLN NATL CORP IND COM 63,820 -13 (0.02) 1,828,641
GAP INC DEL COM 58,587 -49,111 (45.6) 1,427,549
AETNA INC NEW COM 57,705 -10,136 (14.94) 969,335
LOWES COS INC COM 56,664 -2,356 (3.99) 1,318,693
LOCKHEED MARTIN CORP COM 52,339 -16,723 (24.22) 491,493
INGERSOLL-RAND PLC SHS 37,691 -4,597 (10.87) 659,390
WYNDHAM WORLDWIDE CORP COM 35,418 -9,624 (21.37) 583,583
SAFEWAY INC COM NEW 34,108 -11,592 (25.37) 1,458,213
PFIZER INC COM 32,711 -4,295 (11.61) 1,116,405
TIME WARNER CABLE INC COM 31,524 -15,913 (33.55) 329,886
WELLPOINT INC COM 28,929 -3,660 (11.23) 371,791

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