ORINDA ASSET MANAGEMENT LLC Information

4 ORINDA WAY, ORINDA, California, 94563, (925) 253-1300

Report Date: 09/30/2014

Position Statistics

Total Positions 140
New Positions 32
Increased Positions 49
Decreased Positions 58
Positions with Activity 107
Sold Out Positions 35
Total Mkt Value (in $ millions) 62

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.87%
Capital Goods 3.73%
Conglomerates 0.43%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 0.45%
Energy 0.77%
Financial 21.02%
Healthcare 1.43%
Services 56.98%
Technology 3.4%
Transportation 0%
Utilities 0.23%

140 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RAIT FINANCIAL TRUST COM NEW 1,014 1,014 New 141,565
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF 1,011 New 177,631
EPR PPTYS CONV PFD 9% SR E 969 New 31,373
GENERAL MTRS CO COM 964 New 30,000
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 819 New 30,667
HEALTH CARE REIT INC COM 803 803 New 11,200
CROCS INC COM 640 New 50,000
SELECT INCOME REIT COM SH BEN INT 482 137 39.86 20,000
AG MTG INVT TR INC COM 465 465 New 24,000
SPROTT PHYSICAL GOLD TRUST UNIT 437 139 46.68 44,196
SPROTT PHYSICAL PLAT PALLAD TS UNIT 429 -26 (5.79) 50,058
HATTERAS FINL CORP COM 413 413 New 21,576
ELLINGTON FINANCIAL LLC COM 395 395 New 18,000
UNITED STATES NATL GAS FUND LP UNIT PAR $0.001 362 75 26.24 15,413
COACH INC COM 361 New 10,000
PROSHARES TR II VIX STRMFUT ETF 284 New 15,000
ISHARES INDIA 50 ETF 269 22 8.91 8,603
NVIDIA CORP COM 267 -241 (47.48) 13,117
SPDR SERIES TRUST S&P REGL BKG 264 264 New 6,578
WISDOMTREE TR INDIA ERNGS FD 263 28 11.73 11,417