ORINDA ASSET MANAGEMENT LLC Information

4 ORINDA WAY, ORINDA, California, 94563, (925) 253-1300

Report Date: 03/31/2014

Position Statistics

Total Positions 143
New Positions 23
Increased Positions 41
Decreased Positions 62
Positions with Activity 103
Sold Out Positions 32
Total Mkt Value (in $ millions) 48

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.25%
Capital Goods 6.23%
Conglomerates 0.68%
Consumer Cyclical 4.43%
Consumer/Non-Cyclical 1.39%
Energy 3.19%
Financial 19.41%
Healthcare 1.35%
Services 46.2%
Technology 4.15%
Transportation 1.61%
Utilities 1.54%

32 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLUM CREEK TIMBER CO INC COM -168 Sold Out 0
PROSHARES TR PSHS ULTSH 20YRS -849 Sold Out 0
REGULUS THERAPEUTICS INC COM -25 Sold Out 0
RENTECH INC COM -13 Sold Out 0
RUBY TUESDAY INC COM -307 Sold Out 0
SEABRIDGE GOLD INC COM -110 Sold Out 0
STRATEGIC HOTELS & RESORTS INC COM -289 Sold Out 0
SYNAPTICS INC COM -204 Sold Out 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR -97 Sold Out 0
U M H PROPERTIES INC CV RED PFD-A -768 Sold Out 0
UNITED STATES NATL GAS FUND LP UNIT PAR $0.001 -444 Sold Out 0
WESTERN ASSET MTG CAP CORP COM -227 Sold Out 0