ORINDA ASSET MANAGEMENT LLC Information

4 ORINDA WAY, ORINDA, California, 94563, (925) 253-1300

Report Date: 09/30/2014

Position Statistics

Total Positions 141
New Positions 32
Increased Positions 49
Decreased Positions 58
Positions with Activity 107
Sold Out Positions 35
Total Mkt Value (in $ millions) 63

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.78%
Capital Goods 3.44%
Conglomerates 0.53%
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 0.46%
Energy 0.71%
Financial 19.71%
Healthcare 1.56%
Services 58.52%
Technology 3.39%
Transportation 0%
Utilities 0.23%

107 Activity Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTIVISION BLIZZARD INC COM 116 -18 (13.14) 5,578
AEGION CORP COM 83 83 New 5,287
AG MTG INVT TR INC COM 447 447 New 24,000
AGNICO EAGLE MINES LTD COM 181 37 26.12 5,538
AKAMAI TECHNOLOGIES INC COM 188 188 New 3,139
AMBARELLA INC SHS -262 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM 172 -387 (69.23) 8,000
AMERICAN RLTY CAP PPTYS INC COM 1,227 1,227 New 130,000
ANNALY CAP MGMT INC COM 2,405 1,520 171.75 228,000
APOLLO COML REAL EST FIN INC COM 3,990 -433 (9.8) 239,481
APPLE INC COM -172 Sold Out 0
ARES CAP CORP COM 1,651 1,651 New 100,000
ARMOUR RESIDENTIAL REIT INC COM 1,113 1,113 New 331,159
AVALONBAY CMNTYS INC COM -525 Sold Out 0
BAKER HUGHES INC COM -142 Sold Out 0
BANK AMER CORP COM 155 155 New 10,018
BARCLAYS BK PLC IPATH S&P500 VIX 201 -972 (82.86) 6,000
BARD C R INC COM 147 -15 (9.11) 828
BIOGEN IDEC INC COM 155 -43 (21.85) 440
BOEING CO COM -144 Sold Out 0