ORINDA ASSET MANAGEMENT LLC Information

4 ORINDA WAY, ORINDA, California, 94563, (925) 253-1300

Report Date: 12/31/2013

Position Statistics

Total Positions 186
New Positions 30
Increased Positions 50
Decreased Positions 88
Positions with Activity 138
Sold Out Positions 66
Total Mkt Value (in $ millions) 47

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.12%
Capital Goods 7.35%
Conglomerates 1.24%
Consumer Cyclical 0.92%
Consumer/Non-Cyclical 2.36%
Energy 2.45%
Financial 21.45%
Healthcare 2.44%
Services 44.78%
Technology 4.46%
Transportation 1.79%
Utilities 0.94%

186 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SAFEWAY INC COM NEW 2,730 2,730 New 80,000
DIRECTV COM 2,466 2,466 New 32,600
PREFERRED APT CMNTYS INC COM 2,112 1,649 356.25 260,711
EPR PPTYS CONV PFD 9% SR E 1,996 623 45.37 64,244
CVS CAREMARK CORPORATION COM 1,814 1,814 New 24,600
XYLEM INC COM 1,564 1,564 New 44,300
INDEPENDENCE RLTY TR INC COM 1,424 1,273 841.44 159,103
CENTRAL FD CDA LTD CL A 1,360 493 56.93 98,622
PROSHARES TR ULT R/EST NEW 1,318 1,318 New 16,150
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,145 1,145 New 9,000
ADVANCE AUTO PARTS INC COM 1,088 New 9,000
RESOURCE CAP CORP COM 1,023 881 619.16 187,700
DIREXION SHS ETF TR DLY R/E BULL3X 1,008 1,008 New 19,300
PROSHARES TR PSHS ULTSH 20YRS 943 943 New 14,300
APOLLO COML REAL EST FIN INC COM 886 -279 (23.98) 52,000
U M H PROPERTIES INC CV RED PFD-A 764 66 9.39 29,136
ARBOR RLTY TR INC COM 761 284 59.42 108,587
MFA FINL INC COM 710 710 New 90,000
WHITESTONE REIT COM 692 692 New 49,374
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 668 520 350.53 24,842