OPTIMUM INVESTMENT ADVISORS Information

33 N. LA SALLE, CHICAGO, Illinois, 60602, (312) 782-1515

Report Date: 12/31/2013

Position Statistics

Total Positions 802
New Positions 68
Increased Positions 204
Decreased Positions 187
Positions with Activity 391
Sold Out Positions 38
Total Mkt Value (in $ millions) 268

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.5%
Capital Goods 6.72%
Conglomerates 0%
Consumer Cyclical 3.6%
Consumer/Non-Cyclical 2.79%
Energy 7.94%
Financial 42.05%
Healthcare 9.21%
Services 8.12%
Technology 12.37%
Transportation 2.65%
Utilities 2.92%

802 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10-20 YR TRS ETF 8 New 60
ISHARES 1-3 YR CR BD ETF 1,483 64 4.53 14,066
ISHARES 1-3 YR TR BD ETF 944 12 1.31 11,172
ISHARES 20+ YR TR BD ETF 5 5 New 44
ISHARES 7-10 Y TR BD ETF 11 11 New 104
ICICI BK LTD ADR 62 New 1,400
SUNTECH PWR HLDGS CO LTD ADR Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 953 -5 (0.53) 18,746
VALE S A ADR 4 -3 (47.37) 250
HSBC HLDGS PLC ADR A 1/40PF A 182 New 7,250
MARKET VECTORS ETF TR AGRIBUS ETF 5 New 100
JPMORGAN CHASE & CO ALERIAN ML ETN 197 New 4,090
ALPS ETF TR ALERIAN MLP 606 -9 (1.47) 33,540
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 96 New 1,895
HONDA MOTOR LTD AMERN SHS 185 174 1,700 5,400
ISHARES ASIA 50 ETF 90 New 1,890
SPDR INDEX SHS FDS ASIA PACIF ETF 53 New 680
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL 19 New 200
SPDR SERIES TRUST BARC SHT TR CP 60 New 1,950
SPDR SERIES TRUST BARCLYS TIPS ETF 17 New 300