OPTIMUM INVESTMENT ADVISORS Information

33 N. LA SALLE, CHICAGO, Illinois, 60602, (312) 782-1515

Report Date: 03/31/2014

Position Statistics

Total Positions 817
New Positions 48
Increased Positions 158
Decreased Positions 236
Positions with Activity 394
Sold Out Positions 57
Total Mkt Value (in $ millions) 282

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.71%
Capital Goods 6.3%
Conglomerates 0%
Consumer Cyclical 3.39%
Consumer/Non-Cyclical 2.63%
Energy 7.44%
Financial 41.42%
Healthcare 10.28%
Services 7.99%
Technology 13.21%
Transportation 2.74%
Utilities 2.67%

817 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN MTG OPPORTUNITY TERM FD COM -36 Sold Out 0
OPEN TEXT CORP COM -28 Sold Out 0
PRUDENTIAL FINL INC COM -18 Sold Out 0
ROYAL GOLD INC COM -15 Sold Out 0
SAFEWAY INC COM NEW -17 Sold Out 0
SENSATA TECHNOLOGIES HLDG NV SHS -7 Sold Out 0
SHIP FINANCE INTERNATIONAL LTD SHS -2 Sold Out 0
SILVER BAY RLTY TR CORP COM -2 Sold Out 0
SPDR INDEX SHS FDS S&P CHINA ETF -22 Sold Out 0
SPDR SERIES TRUST BARCLYS TIPS ETF -17 Sold Out 0
SPDR SERIES TRUST S&P DIVID ETF -29 Sold Out 0
STONEMOR PARTNERS L P COM UNITS -3 Sold Out 0
TIDEWATER INC COM -30 Sold Out 0
USEC INC COM NEW -1 Sold Out 0
VANGUARD INDEX FDS SMALL CP ETF -3 Sold Out 0
VANGUARD NAT RES LLC COM UNIT -4 Sold Out 0
WISDOMTREE TR DEFA FD -2 Sold Out 0