OPTIMUM INVESTMENT ADVISORS Information

33 N. LA SALLE, CHICAGO, Illinois, 60602, (312) 782-1515

Report Date: 03/31/2014

Position Statistics

Total Positions 817
New Positions 49
Increased Positions 158
Decreased Positions 236
Positions with Activity 394
Sold Out Positions 57
Total Mkt Value (in $ millions) 280

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.73%
Capital Goods 6.5%
Conglomerates 0%
Consumer Cyclical 3.45%
Consumer/Non-Cyclical 2.62%
Energy 7.82%
Financial 41.63%
Healthcare 9.56%
Services 8.17%
Technology 12.98%
Transportation 2.68%
Utilities 2.66%

817 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN MTG OPPORTUNITY TERM FD COM -37 Sold Out 0
OPEN TEXT CORP COM -24 Sold Out 0
PRUDENTIAL FINL INC COM -18 Sold Out 0
ROYAL GOLD INC COM -15 Sold Out 0
SAFEWAY INC COM NEW -17 Sold Out 0
SENSATA TECHNOLOGIES HLDG NV SHS -7 Sold Out 0
SHIP FINANCE INTERNATIONAL LTD SHS -2 Sold Out 0
SILVER BAY RLTY TR CORP COM -2 Sold Out 0
SPDR INDEX SHS FDS S&P CHINA ETF -21 Sold Out 0
SPDR SERIES TRUST S&P DIVID ETF -29 Sold Out 0
SPDR SERIES TRUST BARCLYS TIPS ETF -17 Sold Out 0
STONEMOR PARTNERS L P COM UNITS -3 Sold Out 0
TIDEWATER INC COM -31 Sold Out 0
USEC INC COM NEW -1 Sold Out 0
VANGUARD INDEX FDS SMALL CP ETF -3 Sold Out 0
VANGUARD NAT RES LLC COM UNIT -4 Sold Out 0
WISDOMTREE TR DEFA FD -2 Sold Out 0