OPTIMUM INVESTMENT ADVISORS Information

33 N. LA SALLE, CHICAGO, Illinois, 60602, (312) 782-1515

Report Date: 03/31/2014

Position Statistics

Total Positions 816
New Positions 48
Increased Positions 158
Decreased Positions 236
Positions with Activity 394
Sold Out Positions 57
Total Mkt Value (in $ millions) 282

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 6.28%
Conglomerates 0%
Consumer Cyclical 3.39%
Consumer/Non-Cyclical 2.64%
Energy 7.44%
Financial 41.42%
Healthcare 10.32%
Services 7.97%
Technology 13.19%
Transportation 2.74%
Utilities 2.71%

816 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON CORP PLC SHS 1,165 -76 (6.11) 16,750
HERCULES TECH GROWTH CAP INC COM 1,152 2 .22 76,065
DANAHER CORP DEL COM 1,126 -80 (6.64) 14,754
BORGWARNER INC COM 1,113 -112 (9.11) 17,960
MAIN STREET CAPITAL CORP COM 1,109 101 10.00 34,105
EXXON MOBIL CORP COM 1,087 -180 (14.2) 10,919
BOEING CO COM 1,081 -24 (2.14) 8,502
BAKER HUGHES INC COM 1,079 -48 (4.3) 15,585
TARGET CORP COM 1,073 -26 (2.33) 17,787
NIKE INC CL B 1,066 -303 (22.16) 13,521
STARBUCKS CORP COM 1,061 .04 13,638
HALLIBURTON CO COM 1,043 2 .23 15,475
WALGREEN CO COM 1,030 -49 (4.51) 17,030
JOHNSON & JOHNSON COM 1,024 -118 (10.34) 9,949
AMGEN INC COM 1,012 -69 (6.41) 7,295
BANK NEW YORK MELLON CORP COM 996 -8 (0.78) 25,548
VANGUARD INDEX FDS MCAP GR IDXVIP 990 -69 (6.53) 10,028
BLACKSTONE GROUP L P COM UNIT LTD 983 55 5.93 29,485
ADOBE SYS INC COM 958 -7 (0.74) 13,427
TEVA PHARMACEUTICAL INDS LTD ADR 957 -20 (2.01) 18,370